John Harris has been an investment adviser representative at Zimmerman Wealth Management since May 2026, and is not listed among the firm’s executive officers or direct owners.
Zimmerman Wealth Management, LLC is an Evanston, IL firm with $472M under management, 225 clients and 5 advisers in one office, as of its August 2026 filing.
John Harris’ longest registration was 3 years at Pathstone (2021–2025). Before joining Zimmerman Wealth Management in 2026, John Harris was registered through Pathstone and Valic Financial Advisors, Inc.
- – present · under a yearEvanston, IL · Adviser representative · Firm CRD 127526
- Pathstone– · 3 yearsBellevue, WA · Adviser representative · Firm CRD 151736
- Valic Financial Advisors, Inc.– · 2 yearsSeattle, WA · Adviser representative · Firm CRD 42803
Investment adviser representative registrations
John Harris is registered as an investment adviser representative in Illinois, since May 2026.
- IllinoisSince 27 May 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 4 April 2019 |
| Series 7TO | General Securities Representative Examination | 18 March 2019 |
| SIE | Securities Industry Essentials Examination | 1 March 2019 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- John Samuel Harris
- CRD
- 7054990
- Firm
- Zimmerman Wealth Management · CRD 127526
- Office
- 500 DAVIS STREET, SUITE 1005, Evanston, IL 60201
- Registration
- Investment adviser registration
- In the industry since
- April 2020
- Disciplinary history
- Not yet shown here · SEC record
Where does John Harris work?
John Harris is an investment adviser representative registered through Zimmerman Wealth Management, LLC since May 2026, and is not listed among the firm’s executive officers or direct owners.
Is John Harris a financial advisor?
Yes. John Harris has a current investment-adviser registration in Illinois, through Zimmerman Wealth Management since May 2026.
How many years of experience does John Harris have?
John Harris has 6 years in the financial industry, since April 2020, across 3 adviser firms.
What exams has John Harris passed?
John Harris has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in March 2019.
Where did John Harris work before Zimmerman Wealth Management?
Before Zimmerman Wealth Management, John Harris was registered through Pathstone, December 2021 to October 2025; Valic Financial Advisors, Inc., April 2019 to June 2021.
Where is John Harris based?
John Harris’ registered office is in Evanston, IL.
Is John Harris registered with FINRA?
No. John Harris has no current broker registration.
How can I verify John Harris’ record?
Search CRD 7054990 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Harris’ full registration record.
