Thomas Zimmerman has been Managing Member, Chief Compliance Officer of Zimmerman Wealth Management since October 2004, is a control person of the firm and directly owns 75% or more of it.
Zimmerman Wealth Management, LLC is an Evanston, IL firm with $472M under management, 225 clients and 5 advisers in one office, as of its August 2026 filing.
Thomas H. Zimmerman is Founder and Principal of Zimmerman Wealth Management, LLC, based in Evanston, IL. He founded the firm after a career at Mesirow Financial and Merrill Lynch, and it opened its doors in 2003. His page states over thirty years of experience as an investment advisor.
Thomas Zimmerman’s longest registration is the current one, 23 years at Zimmerman Wealth Management since 2003. Before joining Zimmerman Wealth Management in 2003, Thomas Zimmerman was registered through Mesirow Financial, Inc.
- – present · 23 yearsEvanston, IL · Adviser representative · Firm CRD 127526
- Mesirow Financial, Inc.– · 5 yearsHighland Park, IL · Adviser representative · Firm CRD 2764
Professional designations
Listed by Zimmerman Wealth Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Thomas Zimmerman is registered as an investment adviser representative in Illinois, since July 2003.
- IllinoisSince 18 July 2003
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 14 January 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 October 1983 |
| Series 7 | General Securities Representative Examination | 15 October 1983 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas H Zimmerman
- CRD
- 1198889
- Firm
- Zimmerman Wealth Management · CRD 127526
- Role
- Managing Member, Chief Compliance Officer
- Office
- 1603 ORRINGTON, SUITE 1725, Evanston, IL 60201
- Registration
- Investment adviser registration
- In the industry since
- January 1998
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- zimmermanwealth.com
Where does Thomas Zimmerman work?
Thomas Zimmerman has been Managing Member, Chief Compliance Officer of Zimmerman Wealth Management, LLC since October 2004, and is a control person of the firm.
Is Thomas Zimmerman a financial advisor?
Yes. Thomas Zimmerman has a current investment-adviser registration in Illinois, through Zimmerman Wealth Management since July 2003.
How many years of experience does Thomas Zimmerman have?
Thomas Zimmerman has 28 years in the financial industry, since January 1998, across 2 adviser firms.
What exams has Thomas Zimmerman passed?
Thomas Zimmerman has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in October 1983.
Where is Thomas Zimmerman based?
Thomas Zimmerman’s registered office is in Evanston, IL.
Is Thomas Zimmerman registered with FINRA?
No. Thomas Zimmerman has no current broker registration.
Is Thomas Zimmerman a CFP?
Zimmerman Wealth Management lists Thomas Zimmerman with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: THOMAS H. ZIMMERMAN, CFP® biography, zimmermanwealth.com
How can I verify Thomas Zimmerman’s record?
Search CRD 1198889 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Zimmerman’s full registration record.