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John Glasgow, portrait

John Glasgow

Investment adviser representative at Glasgow & Associates in Wilmington, NC

Investment adviser registrationUpdated

John Glasgow is an investment adviser representative at Glasgow & Associates, LLC, an investment adviser managing $206M, and works from its Wilmington, NC office. John Glasgow has been registered through Glasgow & Associates since 4 December 2007, has 26 years in the industry across 3 firms and has passed the Series 66, Series 6, Series 7 and Series 24.

26
Years in industry
18
Years at firm
3
Adviser firms
2
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

John Glasgow has been an investment adviser representative at Glasgow & Associates since December 2007, and is not listed among the firm’s executive officers or direct owners. John Glasgow holds a BS in Mechanical Engineering from NC State University and a Master of Business Administration from the University of North Carolina.

Glasgow & Associates, LLC is a Wilmington, NC firm with $206M under management, 228 clients and 7 advisers across 5 offices, as of its July 2026 filing.

John Glasgow is Senior Financial Advisor of Masonboro Advisors, based in Chapel Hill, North Carolina. He spent 14 years at Progress Energy in engineering, sales, cash management and human resources, and in 1998 founded his practice, initially serving clients from universities and hospitals in the southeast. He is the firm's in-house resource on Social Security and Medicare.

John Glasgow’s longest registration is the current one, 18 years at Glasgow & Associates since 2007. Before joining Glasgow & Associates in 2007, John Glasgow was registered through Cic Advisers, LLC and W.C.S. Investment Advisors Inc.

  1. – present · 18 years
    Wilmington, NC · Adviser representative · Firm CRD 145151
  2. Cic Advisers, LLC
    – · 3 years
    Wilmington, NC · Adviser representative · Firm CRD 130735
  3. W.C.S. Investment Advisors Inc.
    – · 1 year
    Wilmington, NC · Adviser representative · Firm CRD 118515

Credentials and registrations

Professional designations

Listed by Glasgow & Associates

  • RSSA®
  • Certified Cash Manager

Investment adviser representative registrations

John Glasgow is registered as an investment adviser representative in 2 states. Each was approved in December 2007.

  • North CarolinaSince 4 December 2007
  • South CarolinaSince 14 December 2007

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 2429 March 2002
Name
General Securities Principal Examination
Series 718 December 2000
Name
General Securities Representative Examination
Series 610 November 1999
Name
Investment Company Products/Variable Contracts Representative Examination
Series 6612 October 1999
Name
Uniform Combined State Law Examination

Key facts

Full name
John Michael Glasgow
CRD
4066459
Firm
Glasgow & Associates · CRD 145151
Office
5815 OLEANDER DRIVE, SUITE 260, Wilmington, NC 28403
Registration
Investment adviser registration
In the industry since
November 1999
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does John Glasgow work?

John Glasgow is an investment adviser representative registered through Glasgow & Associates, LLC since December 2007, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 22 October 2026

Is John Glasgow a financial advisor?

Yes. John Glasgow has a current investment-adviser registration in North Carolina and South Carolina, through Glasgow & Associates since December 2007.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does John Glasgow have?

John Glasgow has 26 years in the financial industry, since November 1999, across 3 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has John Glasgow passed?

John Glasgow has passed 4 licensing exams: the Series 66, Series 6, Series 7 and Series 24. The earliest, the Series 66, was passed in October 1999. FINRA credited John Glasgow with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Where did John Glasgow work before Glasgow & Associates?

Before Glasgow & Associates, John Glasgow was registered through Cic Advisers, LLC, February 2004 to November 2007; W.C.S. Investment Advisors Inc., October 2002 to February 2004.

Source: IAPD individual record, checked 22 October 2026

Where is John Glasgow based?

John Glasgow’s registered office is in Wilmington, NC.

Source: IAPD individual record, checked 22 October 2026

Is John Glasgow registered with FINRA?

No. John Glasgow has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify John Glasgow’s record?

Search CRD 4066459 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Glasgow’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Glasgow & Associates

Sources

  1. IAPD individual record, CRD 4066459, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Glasgow & Associates, LLC, filed 8 July 2026. Executive officers and direct owners; this person is not among them.
  3. Glasgow & Associates team page. Biography, education, credentials, awards and the portrait, reproduced for identification.