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John Parker, portrait

John Parker

Chief Compliance Officer at Glasgow & Associates

Firm officerUpdated

John Parker has been Chief Compliance Officer of Glasgow & Associates, LLC, a Wilmington, NC investment adviser managing $206M, since February 2026.

2026
In role since
$206M
Firm AUM
228
Firm clients
7
Firm advisers

From Form ADV filed 8 July 2026Form ADV

Career

John Parker is a control person of Glasgow & Associates and directly owns under 5% of it. John Parker holds a Bachelor of Arts from Furman University and a Juris Doctor from the University of Georgia School of Law.

Glasgow & Associates is an investment adviser based in Wilmington, NC, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $206 million, as filed on 8 July 2026. Its fees, ownership and offices are on the firm’s profile.

Steve Parker is Chief Compliance Officer of Masonboro Advisors. Parker assumed the role in 2026 and is a founding member of Century Compliance, LLC, an investment advisor consulting firm. He is also an attorney who chairs the Regulatory Practice Group at the law firm Parker MacIntyre, and from 2001 to 2003 served as Director of the Securities Division of the State of Georgia.

Key facts

CRD
7441570
Firm
Glasgow & Associates · CRD 145151
Role
Chief Compliance Officer
In role since
February 2026 · under a year
Control person
Yes
Direct ownership
Under 5%
Firm headquarters
Wilmington, NC
Individual registration
No current adviser record · SEC search
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does John Parker work?

John Parker has been Chief Compliance Officer of Glasgow & Associates, LLC since February 2026, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 8 July 2026

How can I verify John Parker’s record?

John Parker’s role is listed on Glasgow & Associates, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 145151.

Source: Form ADV, Schedule A, filed 8 July 2026

Leadership at Glasgow & Associates

Sources

  1. IAPD individual lookup, CRD 7441570, checked 22 October 2026. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Glasgow & Associates, LLC, filed 8 July 2026. Title, control and ownership bands.
  3. Glasgow & Associates team page. Biography, education, credentials, awards and the portrait, reproduced for identification.