John Garrity has been Managing Principal, Chief Investment Officer, Chief Compliance Officer of Peak Wealth Management since October 2015, is a control person of the firm and directly owns 75% or more of it. John Garrity holds an Undergraduate business degree from the University of New Hampshire.
Peak Wealth Management LLC is a Nashua, NH firm with $156M under management, 208 clients and 3 advisers across 6 offices, as of its January 2026 filing.
John T. Garrity is Managing Principal, Chief Investment Officer of Peak Wealth Management, based in Nashua, NH. He is a founding partner of the firm and has over 15 years of experience in the wealth management field, including portfolio management, retirement planning and advanced estate planning. Before founding the firm, Garrity worked for Fidelity Investments as a Financial Consultant at the Nashua Investor Center and as a Senior Portfolio Specialist, and earlier as a Financial Planning Specialist at Morgan Stanley in Portsmouth, NH.
John Garrity’s longest registration is the current one, 10 years at Peak Wealth Management since 2015. Before joining Peak Wealth Management in 2015, John Garrity was registered through Fidelity Personal Trust Company, FSB and Strategic Advisers, Inc.
- Peak Wealth Management LLCCurrent– present · 10 yearsHollis, NH · Adviser representative · Firm CRD 281036
- Fidelity Personal Trust Company, FSB– · under a yearMerrimack, NH · Adviser representative · Firm CRD 109516
- Strategic Advisers, Inc.– · 9 yearsNashua, NH · Adviser representative · Firm CRD 104555
- Citigroup Global Markets Inc.– · 1 yearPortsmouth, NH · Adviser representative · Firm CRD 7059
- Morgan Stanley– · 1 yearPortsmouth, NH · Adviser representative · Firm CRD 7556
- American Express Financial Advisors, Inc.– · under a yearBedford, NH · Adviser representative · Firm CRD 6363
Professional designations
Listed by Peak Wealth Management
- CFP®
- AIF®
Investment adviser representative registrations
John Garrity is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from November 2015; the most recent is Texas, in April 2019.
- New HampshireSince 16 November 2015
- TexasResidentSince 2 April 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 15 July 2002 |
| Series 66 | Uniform Combined State Law Examination | 3 January 2002 |
| Series 7 | General Securities Representative Examination | 27 November 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John Thomas Garrity
- CRD
- 4466382
- Firm
- Peak Wealth Management · CRD 281036
- Role
- Managing Principal, Chief Investment Officer, Chief Compliance Officer
- Office
- Hollis, NH
- Registration
- Investment adviser registration
- In the industry since
- November 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- peakwealthnh.com
Where does John Garrity work?
John Garrity has been Managing Principal, Chief Investment Officer, Chief Compliance Officer of Peak Wealth Management LLC since October 2015, and is a control person of the firm.
Is John Garrity a financial advisor?
Yes. John Garrity has a current investment-adviser registration in New Hampshire and Texas, through Peak Wealth Management since November 2015.
How many years of experience does John Garrity have?
John Garrity has 23 years in the financial industry, since November 2002, across 6 adviser firms.
What exams has John Garrity passed?
John Garrity has passed 3 licensing exams: the Series 7, Series 66 and Series 31. The earliest, the Series 7, was passed in November 2001. FINRA credited John Garrity with the SIE, which began in October 2018.
Where did John Garrity work before Peak Wealth Management?
Before Peak Wealth Management, John Garrity was registered through Fidelity Personal Trust Company, FSB, August 2006 to March 2007; Strategic Advisers, Inc., March 2006 to October 2015; Citigroup Global Markets Inc., April 2004 to March 2006; Morgan Stanley, March 2003 to May 2004; American Express Financial Advisors, Inc., January 2002 to June 2002.
Where is John Garrity based?
John Garrity’s registered office is in Hollis, NH.
Is John Garrity registered with FINRA?
No. John Garrity has no current broker registration.
Is John Garrity a CFP?
Peak Wealth Management lists John Garrity with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
Source: John T. Garrity, CFP®, AIF® biography, peakwealthnh.com
How can I verify John Garrity’s record?
Search CRD 4466382 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Garrity’s full registration record.