John Doak has been an investment adviser representative at Riverwater Partners since October 2021, and is not listed among the firm’s executive officers or direct owners. John Doak holds a Bachelor's degree in Economics with a minor in statistics from Macalester College.
Riverwater Partners LLC is a Milwaukee, WI firm with $661M under management, 185 clients and 8 advisers in one office, as of its June 2026 filing.
Connor Doak is Client Portfolio Manager at Riverwater Partners. He is responsible for driving investment strategy and portfolio construction for the firm's Investment Advisory team and has also been responsible for manager selection and asset allocation research. Before joining Riverwater he worked for 3 years as a Research and Due Diligence analyst in U.S. Bank's Asset Management Group.
- Riverwater Partners LLCCurrent– present · 5 yearsMilwaukee, WI · Adviser representative · Firm CRD 283540
Investment adviser representative registrations
John Doak is registered as an investment adviser representative in Wisconsin, since October 2021.
- WisconsinSince 15 October 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 15 October 2021 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- John Connor Doak
- CRD
- 7431241
- Firm
- Riverwater Partners · CRD 283540
- Office
- 1433 N. Water Street, Suite 303, Milwaukee, WI 53202
- Registration
- Investment adviser registration
- In the industry since
- October 2021
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- riverwaterpartners.com
Where does John Doak work?
John Doak is an investment adviser representative registered through Riverwater Partners LLC since October 2021, and is not listed among the firm’s executive officers or direct owners.
Is John Doak a financial advisor?
Yes. John Doak has a current investment-adviser registration in Wisconsin, through Riverwater Partners since October 2021.
How many years of experience does John Doak have?
John Doak has 5 years in the financial industry, since October 2021, across 1 adviser firm.
What exams has John Doak passed?
John Doak passed the Series 65 in October 2021.
Where is John Doak based?
John Doak’s registered office is in Milwaukee, WI.
Is John Doak registered with FINRA?
No. John Doak has no current broker registration.
How can I verify John Doak’s record?
Search CRD 7431241 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Doak’s full registration record.