Adam Peck has been Member and Chief Investment Officer of Riverwater Partners since February 2016, is a control person of the firm and directly owns between 25% and 50% of it.
Riverwater Partners LLC is a Milwaukee, WI firm with $661M under management, 185 clients and 8 advisers in one office, as of its June 2026 filing.
Adam Peck’s longest registration is the current one, 10 years at Riverwater Partners since 2016. Before joining Riverwater Partners in 2016, Adam Peck was registered through Heartland Advisors, Inc.
- Riverwater Partners LLCCurrent– present · 10 yearsMilwaukee, WI · Adviser representative · Firm CRD 283540
- Heartland Advisors, Inc.– · 8 yearsMilwaukee, WI · Adviser representative · Firm CRD 29433
Investment adviser representative registrations
Adam Peck is registered as an investment adviser representative in 2 states. The first approvals date from April 2016; the most recent is Texas, in November 2019.
- TexasSince 14 November 2019
- WisconsinSince 27 April 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 4 September 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 February 2007 |
| Series 7 | General Securities Representative Examination | 30 January 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Adam Jonathan Peck
- CRD
- 3217981
- Firm
- Riverwater Partners · CRD 283540
- Role
- Member and Chief Investment Officer
- Office
- 1433 N. WATER STREET, SUITE 303, Milwaukee, WI 53202
- Registration
- Investment adviser registration
- In the industry since
- December 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Adam Peck work?
Adam Peck has been Member and Chief Investment Officer of Riverwater Partners LLC since February 2016, and is a control person of the firm.
Is Adam Peck a financial advisor?
Yes. Adam Peck has a current investment-adviser registration in Texas and Wisconsin, through Riverwater Partners since April 2016.
How many years of experience does Adam Peck have?
Adam Peck has 18 years in the financial industry, since December 2007, across 2 adviser firms.
What exams has Adam Peck passed?
Adam Peck has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in January 2007. FINRA credited Adam Peck with the SIE, which began in October 2018.
Where did Adam Peck work before Riverwater Partners?
Before Riverwater Partners, Adam Peck was registered through Heartland Advisors, Inc., September 2007 to January 2016.
Where is Adam Peck based?
Adam Peck’s registered office is in Milwaukee, WI.
Is Adam Peck registered with FINRA?
No. Adam Peck has no current broker registration.
How can I verify Adam Peck’s record?
Search CRD 3217981 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Adam Peck’s full registration record.
- Laura PeckMember and Chief Operating Officer
- Manoj PombraChief Compliance Officer
- Matthew DrvaricPartner
- Kirk FoxPartner and Director of Research