Role at Mason Investment Advisory Services
- Title on Schedule A
- Chief Compliance Officer
- Control
- John Delaney is a control person of Mason Investment Advisory Services.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- John Delaney has held the filed role since October 2023.
The firm
Form ADV filed 27 March 2026
Career on record
- Passed Series 99TO · 2023
- Passed Series 63 · 2022
- Passed Series 24 and Series 3 · 2021
- Passed SIE and Series 7TO · 2019
Registrations and exams
No current adviser or broker registration. John Delaney has passed 6 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 25 July 2022 |
| Series 24 | General Securities Principal Examination | 27 May 2021 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 3 | National Commodity Futures Examination | 27 September 2021 |
| Series 7TO | General Securities Representative Examination | 30 December 2019 |
| SIE | Securities Industry Essentials Examination | 3 July 2019 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- Operations Professional Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
Individual record
- Full name
- John Murphy Delaney
- CRD
- 6877307
- Registration status
- No current adviser or broker registration
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Mason identifies Jack Delaney as Chief Compliance Officer and In-house Counsel and states that he joined in August 2023. He previously served as Chief Compliance Officer and Senior Counsel at Cboe Vest Financial and held in-house counsel positions at NRECA and The Rock Creek Group. He holds a J.D. from The Catholic University of America Columbus School of Law and a B.S. in Commerce with a concentration in Finance from the University of Virginia’s McIntire School of Commerce. Official firm biography
Common questions
Where does John Delaney work?
John Delaney has been Chief Compliance Officer of Mason Investment Advisory Services Inc since October 2023, and is a control person of the firm.
Does John Delaney have a current investment-adviser registration?
John Delaney has no current investment-adviser or broker registration, as of 18 October 2026.
What exams has John Delaney passed?
John Delaney has passed 6 licensing exams: the SIE, Series 7TO, Series 24, Series 3, Series 63 and Series 99TO. The earliest, the SIE, was passed in July 2019.
Leadership at Mason Investment Advisory Services
- Scott GeorgeCo-Chief Executive Officer
- Christopher SchreinerCo-Chief Executive Officer
- Scott GeorgePresident
- George GouinChief Operating Officer
- William MasonChairman