John Daniels has been an investment adviser representative at Compass Financial Management since October 2023, and is not listed among the firm’s executive officers or direct owners.
Compass Financial Management LLC is a Tampa, FL firm with $894M under management, 2,228 clients and 31 advisers across 37 offices, as of its May 2026 filing.
John Daniels’ longest registration was 8 years at John Daniels CPA, LLC (2017–2025). Before joining Compass Financial Management in 2023, John Daniels was registered through John Daniels CPA, LLC.
- – present · 2 yearsSarasota, FL · Adviser representative · Firm CRD 156345
- John Daniels CPA, LLC– · 8 yearsSarasota, FL · Adviser representative · Firm CRD 285475
Investment adviser representative registrations
John Daniels is registered as an investment adviser representative in Florida, since October 2023.
- FloridaSince 26 October 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 12 September 2016 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 16 April 1992 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 March 1992 |
| Series 3 | National Commodity Futures Examination | 31 December 1987 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- National Commodity Futures Examination
- Full name
- John George Daniels
- CRD
- 1791709
- Firm
- Compass Financial Management · CRD 156345
- Office
- 2100 Constitution Blvd., Ste. 113, Sarasota, FL 34231
- Registration
- Investment adviser registration
- In the industry since
- December 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does John Daniels work?
John Daniels is an investment adviser representative registered through Compass Financial Management LLC since October 2023, and is not listed among the firm’s executive officers or direct owners.
Is John Daniels a financial advisor?
Yes. John Daniels has a current investment-adviser registration in Florida, through Compass Financial Management since October 2023.
How many years of experience does John Daniels have?
John Daniels has 9 years in the financial industry, since December 2016, across 2 adviser firms.
What exams has John Daniels passed?
John Daniels has passed 4 licensing exams: the Series 3, Series 63, Series 6 and Series 65. The earliest, the Series 3, was passed in December 1987.
Where is John Daniels based?
John Daniels’ registered office is in Sarasota, FL.
Is John Daniels registered with FINRA?
No. John Daniels has no current broker registration.
How can I verify John Daniels’ record?
Search CRD 1791709 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Daniels’ full registration record.
- Matthew MarkowskiDirector/CCO/Managing Member
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