John Clark has been Managing Member and CCO of Waypoints Financial since March 2009, is a control person of the firm and directly owns between 25% and 50% of it.
Waypoints Financial, LLC is a Sebring, FL firm with $158M under management, 430 clients and 3 advisers in one office, as of its March 2026 filing.
John Clark’s longest registration is the current one, 14 years at Waypoints Financial since 2012. Before joining Waypoints Financial in 2012, John Clark was registered through WFG Advisors, LP and Cambridge Investment Research Advisors, Inc.
- Waypoints FinancialCurrent– present · 14 yearsSebring, FL · Adviser representative · Firm CRD 157494
- WFG Advisors, LP– · 5 yearsSebring, FL · Adviser representative · Firm CRD 125073
- Cambridge Investment Research Advisors, Inc.– · 2 yearsSebring, FL · Adviser representative · Firm CRD 134139
- Wachovia Securities, LLC– · 1 yearSebring, FL · Adviser representative · Firm CRD 19616
- A. G. Edwards & Sons, Inc.– · 6 yearsSebring, FL · Adviser representative · Firm CRD 4
Investment adviser representative registrations
John Clark is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from March 2012; the most recent is Texas, in September 2017.
- FloridaSince 23 March 2012
- TexasResidentSince 5 September 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 23 | General Securities Principal Sales Supervisor | 15 May 2009 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 25 January 2002 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 10 January 2002 |
| Series 65 | Uniform Investment Adviser Law Examination | 31 March 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 June 1991 |
| Series 7 | General Securities Representative Examination | 4 June 1991 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Sales Supervisor
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John Richard Clark
- CRD
- 2139449
- Firm
- Waypoints Financial · CRD 157494
- Role
- Managing Member and CCO
- Office
- 149 EAST CENTER AVENUE, Sebring, FL 33870
- Registration
- Investment adviser registration
- In the industry since
- June 1991
- Disciplinary history
- Not yet shown here · SEC record
Where does John Clark work?
John Clark has been Managing Member and CCO of Waypoints Financial, LLC since March 2009, and is a control person of the firm.
Is John Clark a financial advisor?
Yes. John Clark has a current investment-adviser registration in Florida and Texas, through Waypoints Financial since March 2012.
How many years of experience does John Clark have?
John Clark has 35 years in the financial industry, since June 1991, across 5 adviser firms.
What exams has John Clark passed?
John Clark has passed 6 licensing exams: the Series 7, Series 63, Series 65, Series 9, Series 10 and Series 23. The earliest, the Series 7, was passed in June 1991. FINRA credited John Clark with the SIE, which began in October 2018.
Where did John Clark work before Waypoints Financial?
Before Waypoints Financial, John Clark was registered through Cambridge Investment Research Advisors, Inc., March 2009 to July 2011; Wachovia Securities, LLC, January 2008 to March 2009; A. G. Edwards & Sons, Inc., August 2001 to January 2008.
Where is John Clark based?
John Clark’s registered office is in Sebring, FL.
Is John Clark registered with FINRA?
No. John Clark has no current broker registration.
How can I verify John Clark’s record?
Search CRD 2139449 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Clark’s full registration record.