John Cecere has been an investment adviser representative at Compass Financial Advisory Services since January 2024, and is not listed among the firm’s executive officers or direct owners.
Compass Financial Advisory Services, LLC is an Ormond Beach, FL firm with $527M under management, 1,031 clients and 6 advisers in one office, as of its August 2026 filing.
- – present · 2 yearsOrmond Beach, FL · Adviser representative · Firm CRD 316843
Investment adviser representative registrations
John Cecere is registered as an investment adviser representative in 2 states. The first approvals date from January 2024; the most recent is Texas, in November 2024.
- FloridaSince 17 January 2024
- TexasSince 21 November 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 January 2024 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- John Richard Cecere
- CRD
- 7767522
- Firm
- Compass Financial Advisory Services · CRD 316843
- Office
- 880 AIRPORT ROAD, SUITE 112A, Ormond Beach, FL 32174
- Registration
- Investment adviser registration
- In the industry since
- January 2024
- Disciplinary history
- Not yet shown here · SEC record
Where does John Cecere work?
John Cecere is an investment adviser representative registered through Compass Financial Advisory Services, LLC since January 2024, and is not listed among the firm’s executive officers or direct owners.
Is John Cecere a financial advisor?
Yes. John Cecere has a current investment-adviser registration in Florida and Texas, through Compass Financial Advisory Services since January 2024.
How many years of experience does John Cecere have?
John Cecere has 2 years in the financial industry, since January 2024, across 1 adviser firm.
What exams has John Cecere passed?
John Cecere passed the Series 65 in January 2024.
Where is John Cecere based?
John Cecere’s registered office is in Ormond Beach, FL.
Is John Cecere registered with FINRA?
No. John Cecere has no current broker registration.
How can I verify John Cecere’s record?
Search CRD 7767522 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Cecere’s full registration record.
