John Castelot has been an investment adviser representative at Northeast Planning Associates since July 2004, and is not listed among the firm’s executive officers or direct owners.
Northeast Planning Associates, Inc. is a Bedford, NH firm with $414M under management, 959 clients and 69 advisers across 36 offices, as of its May 2026 filing.
John Castelot’s longest registration is the current one, 22 years at Northeast Planning Associates since 2004. Before joining Northeast Planning Associates in 2004, John Castelot was registered through Mutual Service Corporation and Veravest Investment Advisors, Inc.
- LPL Financial LLCAlso current– present · 19 yearsAdviser representative and broker · Firm CRD 6413
- – present · 22 yearsFairhaven, MA · Adviser representative · Firm CRD 131406
- Mutual Service Corporation– · under a yearBedford, NH · Adviser representative · Firm CRD 4806
- Veravest Investment Advisors, Inc.– · 1 yearBedford, NH · Adviser representative · Firm CRD 105796
- Sunamerica Securities, Inc.– · 1 yearManchester, NH · Adviser representative · Firm CRD 20068
Investment adviser representative registrations
John Castelot is registered as an investment adviser representative in 2 states. The first approvals date from July 2007; the most recent is Massachusetts, in June 2010.
- MassachusettsSince 23 June 2010
- New HampshireSince 27 July 2007
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 5 September 2000 |
| Series 7 | General Securities Representative Examination | 9 August 2000 |
| Series 65 | Uniform Investment Adviser Law Examination | 16 June 2000 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 12 January 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 October 1994 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 19 October 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- John Brendan Castelot
- CRD
- 2532654
- Firm
- Northeast Planning Associates · CRD 131406
- Office
- 123 ALDEN ROAD, Fairhaven, MA 02719
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 1994
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does John Castelot work?
John Castelot is an investment adviser representative registered through Northeast Planning Associates, Inc. since July 2004, and is not listed among the firm’s executive officers or direct owners.
Is John Castelot a financial advisor?
Yes. John Castelot has a current investment-adviser registration in Massachusetts and New Hampshire, through Northeast Planning Associates since July 2004.
How many years of experience does John Castelot have?
John Castelot has 32 years in the financial industry, since October 1994, across 5 adviser firms.
What exams has John Castelot passed?
John Castelot has passed 6 licensing exams: the Series 63, Series 6, Series 26, Series 65, Series 7 and Series 24. The earliest, the Series 63, was passed in October 1994. FINRA credited John Castelot with the SIE, which began in October 2018.
Where did John Castelot work before Northeast Planning Associates?
Before Northeast Planning Associates, John Castelot was registered through Veravest Investment Advisors, Inc., July 2002 to November 2003; Sunamerica Securities, Inc., August 2000 to May 2002.
Where is John Castelot based?
John Castelot’s registered office is in Fairhaven, MA.
Is John Castelot registered with FINRA?
Yes. John Castelot has a current broker registration, under CRD 2532654.
Source: FINRA BrokerCheck
How can I verify John Castelot’s record?
Search CRD 2532654 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish John Castelot’s full registration record.
