John Allison is Chief Compliance Officer and President/Member of Allison Investment Management, is a control person of the firm and directly owns 75% or more of it. John Allison holds a BS in Economics from Wofford College.
Allison Investment Management, LLC is a Columbia, SC firm with $170M under management, 100 clients and 2 advisers across 2 offices, as of its July 2026 filing.
John Allison is President and Chief Investment Officer of Allison Investment Management, LLC. He began his career in the investment industry in 1982 when he joined the Columbia, SC office of Smith Barney, and he was Branch Manager of its Winston-Salem, NC and Greensboro, NC offices from 1992 to 1998. He left Smith Barney as Vice President and Senior Portfolio Manager in 2000 and then joined Fisher Investments as Regional Vice-President in its Private Client Group. He founded the firm with his son in 2002.
- – present · 17 yearsColumbia, SC · Adviser representative · Firm CRD 124645
Investment adviser representative registrations
John Allison is registered as an investment adviser representative in 2 states. Each was approved in March 2009.
- North CarolinaSince 27 March 2009
- South CarolinaSince 25 March 2009
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 2 January 2023 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 4 October 1996 |
| Series 65 | Uniform Investment Adviser Law Examination | 8 April 1994 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 15 March 1994 |
| Series 7 | General Securities Representative Examination | 16 May 1981 |
| Series 1 | Registered Representative Examination | 7 October 1978 |
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- General Securities Representative Examination
- Name
- Registered Representative Examination
- Full name
- John Edward Allison
- CRD
- 858095
- Firm
- Allison Investment Management · CRD 124645
- Role
- Chief Compliance Officer; President/Member
- Office
- 1201 LINCOLN STREET, SUITE 301, Columbia, SC 29201
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 1980
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- allinvmgt.com
Where does John Allison work?
John Allison is Chief Compliance Officer; President/Member of Allison Investment Management, LLC, and is a control person of the firm.
Is John Allison a financial advisor?
Yes. John Allison has a current investment-adviser registration in North Carolina and South Carolina, through Allison Investment Management since March 2009.
How many years of experience does John Allison have?
John Allison has 46 years in the financial industry, since September 1980, across 1 adviser firm.
What exams has John Allison passed?
John Allison has passed 8 licensing exams: the Series 1, Series 7, Series 8, Series 65, Series 63, Series 9, Series 10 and Series 99TO. The earliest, the Series 1, was passed in October 1978. FINRA credited John Allison with the SIE, which began in October 2018.
Where is John Allison based?
John Allison’s registered office is in Columbia, SC.
Is John Allison registered with FINRA?
Yes. John Allison has a current broker registration, under CRD 858095.
Source: FINRA BrokerCheck
How can I verify John Allison’s record?
Search CRD 858095 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish John Allison’s full registration record.