David Allison has been Secretary/Member of Allison Investment Management since December 2002, is a control person of the firm and directly owns between 10% and 25% of it. David Allison studied at the University of North Carolina Wilmington.
Allison Investment Management, LLC is a Columbia, SC firm with $170M under management, 100 clients and 2 advisers across 2 offices, as of its July 2026 filing.
David Allison is Vice President of Allison Investment Management, LLC. He co-founded the firm with his father in 2002 and has over twenty years of experience managing investment portfolios for high-net-worth investors. He twice served as President of the CFA Society of South Carolina and served on its Board of Directors from 2008 to 2022.
- – present · 17 yearsColumbia, SC · Adviser representative · Firm CRD 124645
Professional designations
Listed by Allison Investment Management
- Chartered Financial Analyst (CFA)
- Certificate in Investment Performance Measurement (CIPM)
Investment adviser representative registrations
David Allison is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from April 2009; the most recent is Texas, in April 2019.
- North CarolinaSince 28 April 2009
- South CarolinaSince 2 April 2009
- TexasResidentSince 4 April 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 3 | National Commodity Futures Examination | 26 September 2002 |
| Series 66 | Uniform Combined State Law Examination | 1 October 2001 |
| Series 7 | General Securities Representative Examination | 14 September 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David Lindsey Allison
- CRD
- 4442492
- Firm
- Allison Investment Management · CRD 124645
- Role
- Secretary/Member
- Office
- 1201 LINCOLN STREET, SUITE 301, Columbia, SC 29201
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2001
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- allinvmgt.com
Where does David Allison work?
David Allison has been Secretary/Member of Allison Investment Management, LLC since December 2002, and is a control person of the firm.
Is David Allison a financial advisor?
Yes. David Allison has a current investment-adviser registration in North Carolina, South Carolina and Texas, through Allison Investment Management since April 2009.
How many years of experience does David Allison have?
David Allison has 25 years in the financial industry, since October 2001, across 1 adviser firm.
What exams has David Allison passed?
David Allison has passed 3 licensing exams: the Series 7, Series 66 and Series 3. The earliest, the Series 7, was passed in September 2001. FINRA credited David Allison with the SIE, which began in October 2018.
Where is David Allison based?
David Allison’s registered office is in Columbia, SC.
Is David Allison registered with FINRA?
Yes. David Allison has a current broker registration, under CRD 4442492.
Source: FINRA BrokerCheck
Is David Allison a CFA charterholder?
Allison Investment Management lists David Allison with the CFA credential (“Chartered Financial Analyst (CFA)”) on its website. CFA Institute confirms certification status.
How can I verify David Allison’s record?
Search CRD 4442492 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish David Allison’s full registration record.