Joel Nesbitt has been an investment adviser representative at Capital A Wealth Management since November 2023, and is not listed among the firm’s executive officers or direct owners.
Capital A Wealth Management, LLC is a Cranberry TWP., PA firm with $613M under management, 1,162 clients and 11 advisers across 5 offices, as of its April 2026 filing.
Joel Nesbitt’s longest registration is the current one, 2 years at Capital A Wealth Management since 2023. Before joining Capital A Wealth Management in 2023, Joel Nesbitt was registered through Ae Wealth Management, LLC and Ameriprise Financial Services, LLC.
- Capital A Wealth ManagementCurrent– present · 2 yearsNew Castle , PA · Adviser representative · Firm CRD 328863
- Ae Wealth Management, LLC– · 1 yearCranberry Township, PA · Adviser representative · Firm CRD 282580
- Ameriprise Financial Services, LLC– · under a yearEdinboro, PA · Adviser representative · Firm CRD 6363
- Ae Wealth Management, LLC– · 1 yearCranberry Twp, PA · Adviser representative · Firm CRD 282580
Investment adviser representative registrations
Joel Nesbitt is registered as an investment adviser representative in 2 states. The first approvals date from November 2023; the most recent is Arizona, in October 2024.
- ArizonaSince 29 October 2024
- PennsylvaniaSince 22 November 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 25 May 2021 |
| Series 7TO | General Securities Representative Examination | 17 May 2021 |
| Series 65 | Uniform Investment Adviser Law Examination | 20 December 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 24 September 2018 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 7012166
- Firm
- Capital A Wealth Management · CRD 328863
- Office
- 312 N JEFFERSON STREET, New Castle , PA 16101
- Registration
- Investment adviser registration
- In the industry since
- January 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Joel Nesbitt work?
Joel Nesbitt is an investment adviser representative registered through Capital A Wealth Management, LLC since November 2023, and is not listed among the firm’s executive officers or direct owners.
Is Joel Nesbitt a financial advisor?
Yes. Joel Nesbitt has a current investment-adviser registration in Arizona and Pennsylvania, through Capital A Wealth Management since November 2023.
How many years of experience does Joel Nesbitt have?
Joel Nesbitt has 5 years in the financial industry, since January 2021, across 3 adviser firms.
What exams has Joel Nesbitt passed?
Joel Nesbitt has passed 4 licensing exams: the Series 6, Series 65, Series 7TO and Series 63. The earliest, the Series 6, was passed in September 2018. FINRA credited Joel Nesbitt with the SIE, which began in October 2018.
Where did Joel Nesbitt work before Capital A Wealth Management?
Before Capital A Wealth Management, Joel Nesbitt was registered through Ameriprise Financial Services, LLC, May 2021 to June 2021; Ae Wealth Management, LLC, January 2020 to June 2021.
Where is Joel Nesbitt based?
Joel Nesbitt’s registered office is in New Castle , PA.
Is Joel Nesbitt registered with FINRA?
No. Joel Nesbitt has no current broker registration.
How can I verify Joel Nesbitt’s record?
Search CRD 7012166 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joel Nesbitt’s full registration record.