Joel Grimm has been Member and Investment Adviser of Pathway Financial Advisers since January 2016, is a control person of the firm and directly owns between 25% and 50% of it.
Pathway Financial Advisers, LLC is an Auburn, IN firm with $524M under management, 822 clients and 6 advisers in one office, as of its March 2026 filing.
Joel Grimm is a partner and investment adviser at Pathway Financial Advisers, LLC. He was the third-generation owner of DeKalb Distributing, a beverage distributor, and after the sale of the family business turned to stock market investing and obtained his Series 65 before joining Steve Post's investment advisory firm. He has made technology enhancements for the firm and designs investment portfolios for clients.
- – present · 12 yearsAuburn, IN · Adviser representative · Firm CRD 166237
Investment adviser representative registrations
Joel Grimm is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 2014; the most recent is Texas, in March 2018.
- IndianaSince 23 January 2014
- TexasResidentSince 29 March 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 19 November 2013 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Joel Matthew Grimm
- CRD
- 6287745
- Firm
- Pathway Financial Advisers · CRD 166237
- Role
- Member and Investment Adviser
- Office
- 4571 COUNTY ROAD 35, Auburn, IN 46706
- Registration
- Investment adviser registration
- In the industry since
- January 2014
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- pathwayria.com
Where does Joel Grimm work?
Joel Grimm has been Member and Investment Adviser of Pathway Financial Advisers, LLC since January 2016, and is a control person of the firm.
Is Joel Grimm a financial advisor?
Yes. Joel Grimm has a current investment-adviser registration in Indiana and Texas, through Pathway Financial Advisers since January 2014.
How many years of experience does Joel Grimm have?
Joel Grimm has 12 years in the financial industry, since January 2014, across 1 adviser firm.
What exams has Joel Grimm passed?
Joel Grimm passed the Series 65 in November 2013.
Where is Joel Grimm based?
Joel Grimm’s registered office is in Auburn, IN.
Is Joel Grimm registered with FINRA?
No. Joel Grimm has no current broker registration.
How can I verify Joel Grimm’s record?
Search CRD 6287745 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joel Grimm’s full registration record.
