Erin Mutton has been Member, Chief Compliance Officer and Investment Adviser of Pathway Financial Advisers since January 2025, is a control person of the firm and directly owns between 10% and 25% of it. Erin Mutton studied at Taylor University.
Pathway Financial Advisers, LLC is an Auburn, IN firm with $524M under management, 822 clients and 6 advisers in one office, as of its March 2026 filing.
Erin Mutton is a partner and investment adviser at Pathway Financial Advisers, LLC. She joined Pathway in November 2023 as an investment adviser with 17+ years in the industry, bringing securities, investment supervision and portfolio experience. She became a partner in January 2025 and is part of the firm's succession plan, and began her career in finance working for broker-dealers and registered investment adviser firms.
Erin Mutton’s longest registration was 7 years at Larson Financial Group, LLC (2016–2023). Before joining Pathway Financial Advisers in 2023, Erin Mutton was registered through Larson Financial Group, LLC and Raymond James Financial Services Advisors, Inc.
- – present · 2 yearsAuburn, IN · Adviser representative · Firm CRD 166237
- Larson Financial Group, LLC– · 7 yearsFort Wayne, IN · Adviser representative · Firm CRD 140599
- Raymond James Financial Services Advisors, Inc– · 3 yearsFort Wayne, IN · Adviser representative · Firm CRD 149018
- Lincoln Financial Advisors Corporation– · 2 yearsFort Wayne, IN · Adviser representative · Firm CRD 3978
- NRP Advisors, Inc.– · under a yearFort Wayne, IN · Adviser representative · Firm CRD 141430
Investment adviser representative registrations
Erin Mutton is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in November 2023.
- IndianaSince 21 November 2023
- TexasResidentSince 27 November 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 17 September 2010 |
| Series 66 | Uniform Combined State Law Examination | 20 November 2009 |
| Series 24 | General Securities Principal Examination | 3 October 2009 |
| Series 7 | General Securities Representative Examination | 10 December 2008 |
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Erin Lee Mutton
- CRD
- 5179606
- Firm
- Pathway Financial Advisers · CRD 166237
- Role
- Member, Chief Compliance Officer and Investment Adviser
- Office
- 4571 COUNTY ROAD 35, Auburn, IN 46706
- Registration
- Investment adviser registration
- In the industry since
- January 2009
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- pathwayria.com
Where does Erin Mutton work?
Erin Mutton has been Member, Chief Compliance Officer and Investment Adviser of Pathway Financial Advisers, LLC since January 2025, and is a control person of the firm.
Is Erin Mutton a financial advisor?
Yes. Erin Mutton has a current investment-adviser registration in Indiana and Texas, through Pathway Financial Advisers since November 2023.
How many years of experience does Erin Mutton have?
Erin Mutton has 17 years in the financial industry, since January 2009, across 5 adviser firms.
What exams has Erin Mutton passed?
Erin Mutton has passed 5 licensing exams: the Series 7, Series 24, Series 66, Series 53 and Series 52TO. The earliest, the Series 7, was passed in December 2008. FINRA credited Erin Mutton with the SIE, which began in October 2018.
Where did Erin Mutton work before Pathway Financial Advisers?
Before Pathway Financial Advisers, Erin Mutton was registered through Larson Financial Group, LLC, July 2016 to November 2023; Raymond James Financial Services Advisors, Inc, September 2012 to July 2016; Lincoln Financial Advisors Corporation, June 2010 to September 2012; NRP Advisors, Inc., November 2009 to May 2010.
Where is Erin Mutton based?
Erin Mutton’s registered office is in Auburn, IN.
Is Erin Mutton registered with FINRA?
No. Erin Mutton has no current broker registration.
How can I verify Erin Mutton’s record?
Search CRD 5179606 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Erin Mutton’s full registration record.
