Joel Galloway has been an investment adviser representative at SWMG since September 2026, and is not listed among the firm’s executive officers or direct owners. Joel Galloway holds a BS with an emphasis in Finance from Florida International University.
SWMG, LLC is a Fort Worth, TX firm with $430M under management, 429 clients and 5 advisers in one office, as of its August 2026 filing.
Joel Galloway is a Wealth Advisor at Strittmatter Wealth Management Group, which he joined in 2026 after serving as a Financial Advisor with Wells Fargo Advisors, TD Ameritrade, and Fisher Investments. He has over 12 years of financial services experience, with a particular interest in fixed income strategies.
Joel Galloway’s longest registration was 6 years at Fisher Investments (2018–2024). Before joining SWMG in 2026, Joel Galloway was registered through Fisher Investments and TD Ameritrade, Inc.
- Fisher Investments– · 6 yearsPlano, TX · Adviser representative · Firm CRD 107342
- TD Ameritrade, Inc.– · 4 yearsSouthlake, TX · Adviser representative · Firm CRD 7870
- TD Ameritrade Investment Management, LLC– · 5 yearsFort Worth, TX · Adviser representative · Firm CRD 111514
- Wells Fargo Advisors, LLC– · 1 yearFort Worth, TX · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Joel Galloway is registered as an investment adviser representative in Texas, since September 2026.
- TexasSince 10 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 16 December 2011 |
| Series 7 | General Securities Representative Examination | 22 November 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Joel Robert Galloway
- CRD
- 5984491
- Firm
- SWMG · CRD 166688
- Office
- 3343 LOCKE AVE, STE 107, Fort Worth, TX 76107
- Registration
- Investment adviser registration
- In the industry since
- November 2013
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- strittmatterwealth.com
Where does Joel Galloway work?
Joel Galloway is an investment adviser representative registered through SWMG, LLC since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is Joel Galloway a financial advisor?
Yes. Joel Galloway has a current investment-adviser registration in Texas, through SWMG since September 2026.
How many years of experience does Joel Galloway have?
Joel Galloway has 12 years in the financial industry, since November 2013, across 5 adviser firms.
What exams has Joel Galloway passed?
Joel Galloway has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in November 2011. FINRA credited Joel Galloway with the SIE, which began in October 2018.
Where did Joel Galloway work before SWMG?
Before SWMG, Joel Galloway was registered through Fisher Investments, September 2018 to November 2024; TD Ameritrade, Inc., November 2013 to September 2018; TD Ameritrade Investment Management, LLC, June 2013 to September 2018; Wells Fargo Advisors, LLC, December 2011 to April 2013.
Where is Joel Galloway based?
Joel Galloway’s registered office is in Fort Worth, TX.
Is Joel Galloway registered with FINRA?
No. Joel Galloway has no current broker registration.
How can I verify Joel Galloway’s record?
Search CRD 5984491 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joel Galloway’s full registration record.
