Joanne Nishiyama has been an investment adviser representative at Insight Inv since December 2024, and is not listed among the firm’s executive officers or direct owners.
Insight Inv LLC is an El Segundo, CA firm with $246M under management, 92 clients and 2 advisers in one office, as of its March 2026 filing.
Joanne Nishiyama’s longest registration was 11 years at The Kinney Group, LLC (2013–2024). Before joining Insight Inv in 2024, Joanne Nishiyama was registered through The Kinney Group, LLC and UBS Financial Services Inc.
- Insight Investment CounselCurrent– present · 1 yearEl Segundo, CA · Adviser representative · Firm CRD 172511
- The Kinney Group, LLC– · 11 yearsPasadena, CA · Adviser representative · Firm CRD 168329
- UBS Financial Services Inc.– · 8 yearsPasadena, CA · Adviser representative · Firm CRD 8174
- Morgan Stanley– · 1 yearGlendale, CA · Adviser representative · Firm CRD 7556
- Wells Fargo Investments, LLC– · under a yearPasadena, CA · Adviser representative · Firm CRD 10582
- Morgan Stanley– · 1 yearGlendale , CA · Adviser representative · Firm CRD 7556
Investment adviser representative registrations
Joanne Nishiyama is registered as an investment adviser representative in California, since December 2024.
- CaliforniaSince 26 December 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 9 August 2001 |
| Series 66 | Uniform Combined State Law Examination | 12 July 2001 |
| Series 7 | General Securities Representative Examination | 28 July 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Joanne Junko Nishiyama
- CRD
- 3157715
- Firm
- Insight Inv · CRD 172511
- Office
- 330 ILLINOIS STREET, El Segundo, CA 90245-4408
- Registration
- Investment adviser registration
- In the industry since
- August 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does Joanne Nishiyama work?
Joanne Nishiyama is an investment adviser representative registered through Insight Inv LLC since December 2024, and is not listed among the firm’s executive officers or direct owners.
Is Joanne Nishiyama a financial advisor?
Yes. Joanne Nishiyama has a current investment-adviser registration in California, through Insight Inv since December 2024.
How many years of experience does Joanne Nishiyama have?
Joanne Nishiyama has 26 years in the financial industry, since August 2000, across 5 adviser firms.
What exams has Joanne Nishiyama passed?
Joanne Nishiyama has passed 3 licensing exams: the Series 7, Series 66 and Series 31. The earliest, the Series 7, was passed in July 1999. FINRA credited Joanne Nishiyama with the SIE, which began in October 2018.
Where did Joanne Nishiyama work before Insight Inv?
Before Insight Inv, Joanne Nishiyama was registered through The Kinney Group, LLC, August 2013 to December 2024; UBS Financial Services Inc., August 2005 to September 2013; Morgan Stanley, March 2004 to August 2005; Wells Fargo Investments, LLC, October 2003 to March 2004; Morgan Stanley, January 2002 to October 2003.
Where is Joanne Nishiyama based?
Joanne Nishiyama’s registered office is in El Segundo, CA.
Is Joanne Nishiyama registered with FINRA?
No. Joanne Nishiyama has no current broker registration.
How can I verify Joanne Nishiyama’s record?
Search CRD 3157715 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joanne Nishiyama’s full registration record.
