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Joan Elam

Chief Human Resources Officer; Executive Committee Member at Doubleline Capital

No current registration reportedSEC record checked 17 October 2026

0
Past adviser firms
3
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Joan Elam is Chief Human Resources Officer; Executive Committee Member of Doubleline Capital LP, a Tampa investment adviser managing $93.3B. Joan Elam has passed the Series 7, Series 63 and Series 8.

Role at Doubleline Capital

Title on Schedule A
Chief Human Resources Officer; Executive Committee Member
Control
Joan Elam is a control person of Doubleline Capital.
Ownership
An individual ownership band is not available in the source record.
Tenure
Joan Elam has held the filed role since August 2020.

The firm

Doubleline Capital LP
Tampa, FL

Form ADV filed 31 March 2026

$93.3B AUM102 clients89 advisers2 offices

Career on record

Firms and exams, newest first
  1. Passed Series 8 · 1996
  2. Passed Series 63 · 1991
  3. Passed Series 7 · 1990

Registrations and exams

No current registration reported. Joan Elam has passed 3 qualifying exams.

Examinations

Series 6319 June 1991
Name
Uniform Securities Agent State Law Examination
Series 88 May 1996
Name
General Securities Sales Supervisor Examination (Options Module & General Module)
Series 722 October 1990
Name
General Securities Representative Examination

Individual record

Full name
Joan Lynea Elam
CRD
2102330
Firm
Doubleline Capital LP
Registration status
No current registration reported
Firm bio
doubleline.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

DoubleLine identifies Joan Elam as its chief human resources officer and an Executive Committee member. Official firm biography/team page

Common questions

Where does Joan Elam work?

Joan Elam has been Chief Human Resources Officer; Executive Committee Member of Doubleline Capital LP since August 2020, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Does Joan Elam have a current investment-adviser registration?

Joan Elam has no current investment-adviser registration reported, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Joan Elam passed?

Joan Elam has passed 3 licensing exams: the Series 7, Series 63 and Series 8. The earliest, the Series 7, was passed in October 1990.

Source: IAPD individual record, checked 17 October 2026

Leadership at Doubleline Capital

  • Jeffrey Gundlach
    Chief Executive Officer; Chief Investment Officer; Director; Executive Committee Member
  • Ronald Redell
    President; Executive Committee Member
  • Henry Chase
    Chief Financial Officer; Executive Committee Member
  • Patrick Townzen
    Chief Operating Officer; Executive Committee Member
  • Youse Guia
    Chief Compliance Officer; Executive Committee Member
  • Jonathan Kingery
    Chief Distribution Officer; Executive Committee Member
  • Earl Lariscy
    General Counsel; Executive Committee Member
  • Casey Moore
    Chief Technology Officer; Executive Committee Member
  • Cris Santa Ana III
    Chief Risk Officer; Executive Committee Member
  • Jeffrey Sherman
    Deputy Chief Investment Officer; Executive Committee Member
  • Barbara Van Every
    Chief Marketing Officer; Executive Committee Member
  • Ali Zaidi
    Chief International Client Business Officer; Executive Committee Member

Sources

  1. IAPD individual record, CRD 2102330. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Doubleline Capital LP, filed 31 March 2026. Title, control and ownership bands.
  3. Doubleline Capital team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Joan Elam or Doubleline Capital LP and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.