Jo Ellen Kearny has been an investment adviser representative at Apex Capital Management since November 2021, and is not listed among the firm’s executive officers or direct owners.
Apex Capital Management, L.L.C. is a Lafayette, LA firm with $225M under management, 357 clients and 2 advisers across 3 offices, as of its September 2026 filing.
Jo Ellen Kearny’s longest registration was 8 years at Investment Advisors (2005–2013). Before joining Apex Capital Management in 2021, Jo Ellen Kearny was registered through Cetera Advisors LLC and Investment Advisors.
- – present · 4 yearsBaton Rouge, LA · Adviser representative · Firm CRD 117059
- Cetera Advisors LLC– · 8 yearsBaton Rouge, LA · Adviser representative · Firm CRD 10299
- Investment Advisors– · 8 yearsBaton Rouge, LA · Adviser representative · Firm CRD 15708
Investment adviser representative registrations
Jo Ellen Kearny is registered as an investment adviser representative in Louisiana, since November 2021.
- LouisianaSince 29 November 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 13 December 1999 |
| Series 7 | General Securities Representative Examination | 3 December 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 4081284
- Firm
- Apex Capital Management · CRD 117059
- Office
- 910 S. ACADIAN THRUWAY, Baton Rouge, LA 70806
- Registration
- Investment adviser registration
- In the industry since
- December 1999
- Disciplinary history
- Not yet shown here · SEC record
Where does Jo Ellen Kearny work?
Jo Ellen Kearny is an investment adviser representative registered through Apex Capital Management, L.L.C. since November 2021, and is not listed among the firm’s executive officers or direct owners.
Is Jo Ellen Kearny a financial advisor?
Yes. Jo Ellen Kearny has a current investment-adviser registration in Louisiana, through Apex Capital Management since November 2021.
How many years of experience does Jo Ellen Kearny have?
Jo Ellen Kearny has 26 years in the financial industry, since December 1999, across 3 adviser firms.
What exams has Jo Ellen Kearny passed?
Jo Ellen Kearny has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in December 1999. FINRA credited Jo Ellen Kearny with the SIE, which began in October 2018.
Where did Jo Ellen Kearny work before Apex Capital Management?
Before Apex Capital Management, Jo Ellen Kearny was registered through Investment Advisors, September 2005 to December 2013.
Where is Jo Ellen Kearny based?
Jo Ellen Kearny’s registered office is in Baton Rouge, LA.
Is Jo Ellen Kearny registered with FINRA?
No. Jo Ellen Kearny has no current broker registration.
How can I verify Jo Ellen Kearny’s record?
Search CRD 4081284 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jo Ellen Kearny’s full registration record.