Jimmy Ray has been an investment adviser representative at Financial Management Services of America since October 2025, and is not listed among the firm’s executive officers or direct owners.
Financial Management Services of America LLC. is a firm with $216M under management, 1,291 clients and 20 advisers across 13 offices, as of its September 2026 filing.
Jimmy Ray is an Investment Advisor and Financial Planner based in Louisville, Kentucky, listed with Financial Management Services of America. He works with high income households and business owners, helping them turn taxable income into tax-efficient wealth.
Jimmy Ray’s longest registration was 1 year at Fidelity Personal and Workplace Advisors (2021–2023). Before joining Financial Management Services of America in 2025, Jimmy Ray was registered through Equitable Advisors, LLC and Core Planning.
- Equitable Advisors, LLC– · under a yearLouisville, KY · Adviser representative · Firm CRD 6627
- Core Planning– · 1 yearLouisville, KY · Adviser representative · Firm CRD 154660
- Thrivent Investment Management Inc.– · under a yearLouisville, KY · Adviser representative · Firm CRD 18387
- Fidelity Personal and Workplace Advisors– · 1 yearCovington, KY · Adviser representative · Firm CRD 288590
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 1 yearLouisville, KY · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Jimmy Ray is registered as an investment adviser representative in Kentucky, since October 2025.
- KentuckySince 27 October 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 3 January 2020 |
| Series 7TO | General Securities Representative Examination | 6 December 2019 |
| SIE | Securities Industry Essentials Examination | 1 November 2019 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7183928
- Firm
- Financial Management Services of America · CRD 154136
- Office
- Louisville, KY
- Registration
- Investment adviser registration
- In the industry since
- June 2020
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- myfmsa.com
Where does Jimmy Ray work?
Jimmy Ray is an investment adviser representative registered through Financial Management Services of America LLC. since October 2025, and is not listed among the firm’s executive officers or direct owners.
Is Jimmy Ray a financial advisor?
Yes. Jimmy Ray has a current investment-adviser registration in Kentucky, through Financial Management Services of America since October 2025.
How many years of experience does Jimmy Ray have?
Jimmy Ray has 6 years in the financial industry, since June 2020, across 6 adviser firms.
What exams has Jimmy Ray passed?
Jimmy Ray has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in November 2019.
Where did Jimmy Ray work before Financial Management Services of America?
Before Financial Management Services of America, Jimmy Ray was registered through Equitable Advisors, LLC, June 2025 to October 2025; Core Planning, February 2024 to May 2025; Thrivent Investment Management Inc., June 2023 to October 2023; Fidelity Personal and Workplace Advisors, August 2021 to May 2023; Merrill Lynch, Pierce, Fenner & Smith Incorporated, January 2020 to July 2021.
Where is Jimmy Ray based?
Jimmy Ray’s registered office is in Louisville, KY.
Is Jimmy Ray registered with FINRA?
No. Jimmy Ray has no current broker registration.
How can I verify Jimmy Ray’s record?
Search CRD 7183928 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jimmy Ray’s full registration record.