Jim Calaway has been President of Roberts, Glore & Co. since October 1993, is a control person of the firm and directly owns between 25% and 50% of it. Jim Calaway holds a B.A. in Economics and Organizational Behavior & Management from Brown University.
Roberts, Glore & Co. is a Deerfield, IL firm with $938M under management, 397 clients and 5 advisers in one office, as of its March 2026 filing.
Jim L. Calaway is President & Portfolio Manager of Roberts Glore & Co. He oversees the firm's portfolio management work, with a particular focus on client relationship management, and oversees the office's daily operations. He managed a private business in New England from 1991 to 1993, when he was recruited to join Roberts Glore.
- Roberts, Glore & Co.Current– present · 28 yearsDeerfield, IL · Adviser representative · Firm CRD 109792
Professional designations
Listed by Roberts, Glore & Co.
- Chartered Financial Analyst (CFA®)
- Chartered Investment Counselor (CIC)
Investment adviser representative registrations
Jim Calaway is registered as an investment adviser representative in 13 states. The first approvals date from December 1997; the most recent is Arizona, in April 2024.
- ArizonaSince 1 April 2024
- CaliforniaSince 25 August 2006
- District of ColumbiaSince 15 January 2016
- FloridaSince 11 April 2000
- IllinoisSince 20 December 1997
- MaineSince 29 August 2006
- MassachusettsSince 15 May 2007
- NebraskaSince 5 January 2016
- New HampshireSince 13 September 2007
- New JerseySince 11 May 2007
- VirginiaSince 5 January 2016
- WashingtonSince 21 August 2006
- WisconsinSince 11 September 2007
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 15 October 1998 |
| Series 4 | Registered Options Principal Examination | 25 November 1997 |
| Series 24 | General Securities Principal Examination | 26 August 1997 |
| Series 65 | Uniform Investment Adviser Law Examination | 16 October 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 November 1994 |
| Series 7 | General Securities Representative Examination | 22 August 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jim Lance Calaway
- CRD
- 2453853
- Firm
- Roberts, Glore & Co. · CRD 109792
- Role
- President
- Office
- 707 LAKE COOK ROAD, SUITE 210, Deerfield, IL 60015
- Registration
- Investment adviser registration
- In the industry since
- December 1994
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- robertsglore.com
Where does Jim Calaway work?
Jim Calaway has been President of Roberts, Glore & Co. since October 1993, and is a control person of the firm.
Is Jim Calaway a financial advisor?
Yes. Jim Calaway has a current investment-adviser registration in Arizona, California, District of Columbia, Florida, Illinois, Maine, Massachusetts, Nebraska, New Hampshire, New Jersey, Virginia, Washington and Wisconsin, through Roberts, Glore & Co. since December 1997.
How many years of experience does Jim Calaway have?
Jim Calaway has 31 years in the financial industry, since December 1994, across 1 adviser firm.
What exams has Jim Calaway passed?
Jim Calaway has passed 6 licensing exams: the Series 7, Series 63, Series 65, Series 24, Series 4 and Series 53. The earliest, the Series 7, was passed in August 1994. FINRA credited Jim Calaway with the SIE, which began in October 2018.
Where is Jim Calaway based?
Jim Calaway’s registered office is in Deerfield, IL.
Is Jim Calaway registered with FINRA?
No. Jim Calaway has no current broker registration.
Is Jim Calaway a CFA charterholder?
Roberts, Glore & Co. lists Jim Calaway with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
Source: Jim L. Calaway, CFA, CIC biography, robertsglore.com
How can I verify Jim Calaway’s record?
Search CRD 2453853 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jim Calaway’s full registration record.