Byron Smythe has been Chief Compliance Officer of Roberts, Glore & Co. since May 2007, is a control person of the firm and directly owns between 5% and 10% of it.
Roberts, Glore & Co. is a Deerfield, IL firm with $938M under management, 397 clients and 5 advisers in one office, as of its March 2026 filing.
- Roberts, Glore & Co.Current– present · 23 yearsDeerfield, IL · Adviser representative · Firm CRD 109792
Investment adviser representative registrations
Byron Smythe is registered as an investment adviser representative in 9 states, as a resident of Texas. The first approvals date from August 2006; the most recent is Arizona, in April 2024.
- ArizonaSince 1 April 2024
- CaliforniaSince 17 October 2007
- FloridaSince 28 January 2019
- IllinoisSince 17 October 2007
- MassachusettsSince 28 May 2019
- TexasResidentSince 6 January 2016
- VirginiaSince 2 January 2019
- WashingtonSince 21 August 2006
- WisconsinSince 18 October 2007
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 4 April 2007 |
| Series 65 | Uniform Investment Adviser Law Examination | 13 July 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 July 2002 |
| Series 7 | General Securities Representative Examination | 25 June 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Byron Jennings Smythe
- CRD
- 4538197
- Firm
- Roberts, Glore & Co. · CRD 109792
- Role
- Chief Compliance Officer
- Office
- 707 LAKE COOK ROAD, SUITE 210, Deerfield, IL 60015
- Registration
- Investment adviser registration
- In the industry since
- June 2002
- Disciplinary history
- Not yet shown here · SEC record
Where does Byron Smythe work?
Byron Smythe has been Chief Compliance Officer of Roberts, Glore & Co. since May 2007, and is a control person of the firm.
Is Byron Smythe a financial advisor?
Yes. Byron Smythe has a current investment-adviser registration in Arizona, California, Florida, Illinois, Massachusetts, Texas, Virginia, Washington and Wisconsin, through Roberts, Glore & Co. since August 2006.
How many years of experience does Byron Smythe have?
Byron Smythe has 24 years in the financial industry, since June 2002, across 1 adviser firm.
What exams has Byron Smythe passed?
Byron Smythe has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in June 2002. FINRA credited Byron Smythe with the SIE, which began in October 2018.
Where is Byron Smythe based?
Byron Smythe’s registered office is in Deerfield, IL.
Is Byron Smythe registered with FINRA?
No. Byron Smythe has no current broker registration.
How can I verify Byron Smythe’s record?
Search CRD 4538197 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Byron Smythe’s full registration record.