Jerry Swiney has been COO of Park Square Financial Group since August 2024, is a control person of the firm and directly owns under 5% of it. Jerry Swiney holds a BS in Finance from the University of Alabama.
Park Square Financial Group, LLC is a Roswell, GA firm with $219M under management, 430 clients and 4 advisers across 4 offices, as of its April 2026 filing.
Scott Swiney is Managing Partner of Park Square Financial Group, based in Roswell, GA. He has over two decades of experience in financial services and focuses on simplifying complex financial situations into actionable solutions.
Jerry Swiney’s longest registration was 9 years at Axa Advisors, LLC (2001–2010). Before joining Park Square Financial Group in 2024, Jerry Swiney was registered through Csenge Advisory Group, LLC and FSC Securities Corporation.
- – present · 2 yearsHoover, AL · Adviser representative · Firm CRD 332268
- Csenge Advisory Group, LLC– · 5 yearsHoover, AL · Adviser representative · Firm CRD 131167
- FSC Securities Corporation– · 3 yearsBirmingham, AL · Adviser representative · Firm CRD 7461
- Signator Investors, Inc.– · under a yearHoover, AL · Adviser representative · Firm CRD 468
- Transamerica Financial Advisors, Inc.– · 5 yearsHoover, AL · Adviser representative · Firm CRD 16164
- Axa Advisors, LLC– · 9 yearsBirmingham, AL · Adviser representative · Firm CRD 6627
Professional designations
Listed by Park Square Financial Group
- CFP®
Investment adviser representative registrations
Jerry Swiney is registered as an investment adviser representative in 3 states. The first approvals date from September 2024; the most recent is Georgia, in November 2024.
- AlabamaSince 16 September 2024
- GeorgiaSince 13 November 2024
- TexasSince 16 September 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 30 July 2002 |
| Series 66 | Uniform Combined State Law Examination | 25 January 2001 |
| Series 7 | General Securities Representative Examination | 11 December 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jerry Scott Swiney
- CRD
- 4312698
- Firm
- Park Square Financial Group · CRD 332268
- Role
- COO
- Office
- Hoover, AL
- Registration
- Investment adviser registration
- In the industry since
- December 2000
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- parksquarefg.com
Where does Jerry Swiney work?
Jerry Swiney has been COO of Park Square Financial Group, LLC since August 2024, and is a control person of the firm.
Is Jerry Swiney a financial advisor?
Yes. Jerry Swiney has a current investment-adviser registration in Alabama, Georgia and Texas, through Park Square Financial Group since September 2024.
How many years of experience does Jerry Swiney have?
Jerry Swiney has 25 years in the financial industry, since December 2000, across 6 adviser firms.
What exams has Jerry Swiney passed?
Jerry Swiney has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in December 2000. FINRA credited Jerry Swiney with the SIE, which began in October 2018.
Where did Jerry Swiney work before Park Square Financial Group?
Before Park Square Financial Group, Jerry Swiney was registered through FSC Securities Corporation, May 2016 to September 2019; Signator Investors, Inc., May 2016 to May 2016; Transamerica Financial Advisors, Inc., September 2010 to May 2016; Axa Advisors, LLC, April 2001 to October 2010.
Where is Jerry Swiney based?
Jerry Swiney’s registered office is in Hoover, AL.
Is Jerry Swiney registered with FINRA?
No. Jerry Swiney has no current broker registration.
Is Jerry Swiney a CFP?
Park Square Financial Group lists Jerry Swiney with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Jerry Swiney’s record?
Search CRD 4312698 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jerry Swiney’s full registration record.
