Jerrie Carli has been an investment adviser representative at Financial Focus since August 2016, and is not listed among the firm’s executive officers or direct owners.
Financial Focus LLC is a Carlsbad, CA firm with $800M under management, 584 clients and 5 advisers in one office, as of its January 2026 filing.
Jerrie Carli’s longest registration was 17 years at National Planning Corporation ("NPC of America" in FL & NY) (2000–2017). Before joining Financial Focus in 2016, Jerrie Carli was registered through National Planning Corporation ("NPC of America" in FL & NY) and Financial Focus.
- Financial Focus LLCCurrent– present · 10 yearsCarlsbad, CA · Adviser representative · Firm CRD 282177
- National Planning Corporation ("NPC of America" in FL & NY)– · 17 yearsCarlsbad, CA · Adviser representative · Firm CRD 29604
- Financial Focus– · 16 yearsCarlsbad, CA · Adviser representative · Firm CRD 134904
Investment adviser representative registrations
Jerrie Carli is registered as an investment adviser representative in California, since August 2016.
- CaliforniaSince 3 August 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 7 June 1999 |
| Series 65 | Uniform Investment Adviser Law Examination | 30 March 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 May 1997 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 15 July 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Jerrie Kay Carli
- CRD
- 2504055
- Firm
- Financial Focus · CRD 282177
- Office
- 1925 PALOMAR OAKS WAY, #107, Carlsbad, CA 92008
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 1994
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Jerrie Carli work?
Jerrie Carli is an investment adviser representative registered through Financial Focus LLC since August 2016, and is not listed among the firm’s executive officers or direct owners.
Is Jerrie Carli a financial advisor?
Yes. Jerrie Carli has a current investment-adviser registration in California, through Financial Focus since August 2016.
How many years of experience does Jerrie Carli have?
Jerrie Carli has 32 years in the financial industry, since September 1994, across 3 adviser firms.
What exams has Jerrie Carli passed?
Jerrie Carli has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in July 1994. FINRA credited Jerrie Carli with the SIE, which began in October 2018.
Where is Jerrie Carli based?
Jerrie Carli’s registered office is in Carlsbad, CA.
Is Jerrie Carli registered with FINRA?
Yes. Jerrie Carli has a current broker registration, under CRD 2504055.
Source: FINRA BrokerCheck
How can I verify Jerrie Carli’s record?
Search CRD 2504055 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jerrie Carli’s full registration record.