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Jeremy Schwartz

Global Chief Investment Officer at Wisdomtree Asset Management

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Jeremy Schwartz is Global Chief Investment Officer of Wisdomtree Asset Management, Inc., a New York investment adviser managing $88.4B. Jeremy Schwartz has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 63, Series 3 and SIE.

Role at Wisdomtree Asset Management

Title on Schedule A
Global Chief Investment Officer
Control
Jeremy Schwartz is a control person of Wisdomtree Asset Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Jeremy Schwartz has held the filed role since November 2021.

The firm

Wisdomtree Asset Management, Inc.
New York, NY

Form ADV filed 31 March 2026

$88.4B AUM2 clients28 advisers1 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 3 · 2012
  3. Passed Series 7 and Series 63 · 2006

Registrations and exams

Broker registration; no current adviser registration. Jeremy Schwartz has passed 4 qualifying exams.

Examinations

Series 631 May 2006
Name
Uniform Securities Agent State Law Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 314 September 2012
Name
National Commodity Futures Examination
Series 723 March 2006
Name
General Securities Representative Examination

Individual record

Full name
Jeremy D Schwartz
CRD
4237439
Firm
Wisdomtree Asset Management, Inc.
Registration status
Broker registration; no current adviser registration
Firm bio
wisdomtree.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

WisdomTree identifies Jeremy Schwartz as its Global Chief Investment Officer and says he leads its investment strategy team. The page lists his B.S. in economics from The Wharton School of the University of Pennsylvania. Official firm biography/team page

Education

Common questions

Where does Jeremy Schwartz work?

Jeremy Schwartz has been Global Chief Investment Officer of Wisdomtree Asset Management, Inc. since November 2021, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Does Jeremy Schwartz have a current investment-adviser registration?

Jeremy Schwartz has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Jeremy Schwartz passed?

Jeremy Schwartz has passed 4 licensing exams: the Series 7, Series 63, Series 3 and SIE. The earliest, the Series 7, was passed in March 2006.

Source: IAPD individual record, checked 17 October 2026

Leadership at Wisdomtree Asset Management

  • Robert Lilien
    President
  • Bryan Edmiston
    Chief Financial Officer and Treasurer
  • Stuart Bell
    Chief Operating Officer and Director
  • Terry Feld
    Head of US Compliance, Chief Compliance Officer
  • Joanne Antico
    General Counsel & Assistant Secretary
  • Marci Frankenthaler
    Chief Legal Officer and Secretary
  • Jonathan Steinberg
    CEO and Director
  • David Yates
    Chief Information Officer
  • Peter Ziemba
    Senior Advisor to the CEO, Cao, and Director

Sources

  1. IAPD individual record, CRD 4237439. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Wisdomtree Asset Management, Inc., filed 31 March 2026. Title, control and ownership bands.
  3. Wisdomtree Asset Management team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Jeremy Schwartz or Wisdomtree Asset Management, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.