Jeremy Hofer has been President/Chief Compliance Officer of Hofer & Associates since October 2015, is a control person of the firm and directly owns 75% or more of it. Jeremy Hofer holds a Juris Doctor from Pepperdine University School of Law and a Bachelor of Arts in Political Science with a minor in Business from California Lutheran University.
Hofer & Associates, Inc. is a Thousand Oaks, CA firm with $216M under management, 300 clients and 3 advisers across 2 offices, as of its February 2026 filing.
Jeremy Hofer is founder and president of Hofer & Associates Wealth Management. Before founding the firm, he was a financial consultant with Thrivent Financial for 10 years and a financial advisor at UBS Financial Services.
Jeremy Hofer’s longest registration is the current one, 10 years at Hofer & Associates since 2016. Before joining Hofer & Associates in 2016, Jeremy Hofer was registered through Thrivent Investment Management Inc. and UBS Financial Services Inc.
- – present · 10 yearsThousand Oaks, CA · Adviser representative · Firm CRD 282005
- Thrivent Investment Management Inc.– · 9 yearsThousand Oaks, CA · Adviser representative · Firm CRD 18387
- UBS Financial Services Inc.– · under a yearBeverly Hills, CA · Adviser representative · Firm CRD 8174
Professional designations
Listed by Hofer & Associates
- CFP®
- ChFC®
Investment adviser representative registrations
Jeremy Hofer is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in February 2016.
- CaliforniaSince 22 February 2016
- TexasResidentSince 24 February 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 22 April 2005 |
| Series 7 | General Securities Representative Examination | 1 April 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jeremy Robert Hofer
- CRD
- 4909799
- Firm
- Hofer & Associates · CRD 282005
- Role
- President/Chief Compliance Officer
- Office
- 90 E THOUSAND OAKS BLVD., SUITE 310, Thousand Oaks, CA 91360
- Registration
- Investment adviser registration
- In the industry since
- May 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- hoferwm.com
Where does Jeremy Hofer work?
Jeremy Hofer has been President/Chief Compliance Officer of Hofer & Associates, Inc. since October 2015, and is a control person of the firm.
Is Jeremy Hofer a financial advisor?
Yes. Jeremy Hofer has a current investment-adviser registration in California and Texas, through Hofer & Associates since February 2016.
How many years of experience does Jeremy Hofer have?
Jeremy Hofer has 21 years in the financial industry, since May 2005, across 3 adviser firms.
What exams has Jeremy Hofer passed?
Jeremy Hofer has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2005. FINRA credited Jeremy Hofer with the SIE, which began in October 2018.
Where did Jeremy Hofer work before Hofer & Associates?
Before Hofer & Associates, Jeremy Hofer was registered through UBS Financial Services Inc., April 2005 to February 2006.
Where is Jeremy Hofer based?
Jeremy Hofer’s registered office is in Thousand Oaks, CA.
Is Jeremy Hofer registered with FINRA?
No. Jeremy Hofer has no current broker registration.
Is Jeremy Hofer a CFP?
Hofer & Associates lists Jeremy Hofer with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Jeremy Hofer’s record?
Search CRD 4909799 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeremy Hofer’s full registration record.