Career
Jeremy Gauld has been Chief Legal Officer of Sprucegrove Investment Management since October 2020. Jeremy Gauld is a control person of the firm and directly owns under 5% of it. Jeremy Gauld holds a JD from Northeastern University, an MBA from Northeastern University, an MS Finance from Northeastern University and a BA from American University.
Sprucegrove Investment Management LTD is a Toronto, Ontario, Canada firm with $11.5B under management, 48 clients and 17 advisers in one office, as of its April 2026 filing.
Sprucegrove lists Jeremy Gauld as chief legal officer and describes his legal and compliance responsibilities. It says he joined in 2020.
No adviser firm registrations are on Jeremy Gauld’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 15 October 2021 |
| Series 7TO | General Securities Representative Examination | 1 September 2021 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 July 2021 |
| SIE | Securities Industry Essentials Examination | 10 June 2021 |
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
Individual record
- Full name
- Jeremy Edward Gauld
- CRD
- 5813368
- Firm bio
- sprucegrove.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Jeremy Gauld work?
Jeremy Gauld has been Chief Legal Officer of Sprucegrove Investment Management LTD since October 2020, and is a control person of the firm.
Does Jeremy Gauld have a current investment-adviser registration?
Jeremy Gauld has no current investment-adviser or broker registration.
What exams has Jeremy Gauld passed?
Jeremy Gauld has passed 4 licensing exams: the SIE, Series 63, Series 7TO and Series 24. The earliest, the SIE, was passed in June 2021.
Leadership at Sprucegrove Investment Management
- Arjun KumarChief Executive Officer, Director, Managing Director & Portfolio Manager
- Tasleem JamalExecutive Vice President, Head of Marketing & Client Services
- Ki-se ChoiChief Financial Officer
- Joseph DasilvaChief Compliance Officer
- Harvey BottingIndependent Director
- George BuckleyIndependent Director
- Jonathan SingerAssistant Portfolio Manager & Research Director
- Shirley WooDirector, Managing Director & Portfolio Manager
- Subhash MehtaSenior Investment Analyst