Jeremiah Tucker has been an investment adviser representative at Independent Wealth Network since July 2026, and is not listed among the firm’s executive officers or direct owners.
Independent Wealth Network, Inc. is an Urbandale, IA firm with $518M under management, 1,460 clients and 30 advisers across 20 offices, as of its March 2026 filing.
Luke Tucker is Founder and Private Client Advisor of Tucker Private Client, a wealth advisory practice serving Southern Maine, where advisory services are offered through Independent Wealth Network. He began in financial services at Foreside Financial Group, now ACA Group, doing distribution compliance for ETFs, mutual funds and private funds, then advised individuals and families at Merrill Lynch and then Charles Schwab before launching Tucker Private Client.
Jeremiah Tucker’s longest registration was under a year at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2024–2025). Before joining Independent Wealth Network in 2026, Jeremiah Tucker was registered through Charles Schwab & Co., Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- – present · under a yearWindham, ME · Adviser representative · Firm CRD 286262
- Charles Schwab & Co., Inc.– · under a yearPortland, ME · Adviser representative · Firm CRD 5393
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · under a yearPortland, ME · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Jeremiah Tucker is registered as an investment adviser representative in Maine, since July 2026.
- MaineSince 21 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 79TO | Investment Banking Registered Representative Examination | 8 April 2024 |
| Series 24 | General Securities Principal Examination | 22 August 2022 |
| Series 66 | Uniform Combined State Law Examination | 9 July 2022 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 May 2021 |
| Series 7TO | General Securities Representative Examination | 30 April 2021 |
| SIE | Securities Industry Essentials Examination | 29 January 2021 |
- Name
- Investment Banking Registered Representative Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Jeremiah Luke Tucker
- CRD
- 7311878
- Firm
- Independent Wealth Network · CRD 286262
- Office
- Windham, ME
- Registration
- Investment adviser registration
- In the industry since
- October 2021
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- tuckerprivateclient.com
Where does Jeremiah Tucker work?
Jeremiah Tucker is an investment adviser representative registered through Independent Wealth Network, Inc. since July 2026, and is not listed among the firm’s executive officers or direct owners.
Is Jeremiah Tucker a financial advisor?
Yes. Jeremiah Tucker has a current investment-adviser registration in Maine, through Independent Wealth Network since July 2026.
How many years of experience does Jeremiah Tucker have?
Jeremiah Tucker has 5 years in the financial industry, since October 2021, across 3 adviser firms.
What exams has Jeremiah Tucker passed?
Jeremiah Tucker has passed 6 licensing exams: the SIE, Series 7TO, Series 63, Series 66, Series 24 and Series 79TO. The earliest, the SIE, was passed in January 2021.
Where did Jeremiah Tucker work before Independent Wealth Network?
Before Independent Wealth Network, Jeremiah Tucker was registered through Charles Schwab & Co., Inc., June 2025 to March 2026; Merrill Lynch, Pierce, Fenner & Smith Incorporated, June 2024 to May 2025.
Where is Jeremiah Tucker based?
Jeremiah Tucker’s registered office is in Windham, ME.
Is Jeremiah Tucker registered with FINRA?
No. Jeremiah Tucker has no current broker registration.
How can I verify Jeremiah Tucker’s record?
Search CRD 7311878 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeremiah Tucker’s full registration record.
