Jeremiah Hughes has been an investment adviser representative at Aegis Wealth Group since October 2024, and is not listed among the firm’s executive officers or direct owners.
Aegis Wealth Group, LLC is a Midvale, UT firm with $248M under management, 803 clients and 15 advisers across 2 offices, as of its July 2026 filing.
Jeremiah Hughes’ longest registration was 6 years at TD Ameritrade Investment Management, LLC (2011–2018). Before joining Aegis Wealth Group in 2024, Jeremiah Hughes was registered through Morgan Stanley and E*trade Capital Management, LLC.
- Morgan Stanley– · 1 yearSandy, UT · Adviser representative · Firm CRD 149777
- E*trade Capital Management, LLC– · 5 yearsSandy, UT · Adviser representative · Firm CRD 42159
- TD Ameritrade Investment Management, LLC– · 6 yearsSalt Lake City, UT · Adviser representative · Firm CRD 111514
- TD Ameritrade, Inc.– · 6 yearsSalt Lake City, UT · Adviser representative · Firm CRD 7870
Investment adviser representative registrations
Jeremiah Hughes is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in October 2024.
- TexasResidentSince 11 October 2024
- UtahSince 15 October 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 22 September 2011 |
| Series 7 | General Securities Representative Examination | 8 September 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jeremiah Wayne Hughes
- CRD
- 5968087
- Firm
- Aegis Wealth Group · CRD 222515
- Office
- 6900 SOUTH 900 EAST, SUITE 200, Midvale, UT 84047
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2011
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Jeremiah Hughes work?
Jeremiah Hughes is an investment adviser representative registered through Aegis Wealth Group, LLC since October 2024, and is not listed among the firm’s executive officers or direct owners.
Is Jeremiah Hughes a financial advisor?
Yes. Jeremiah Hughes has a current investment-adviser registration in Texas and Utah, through Aegis Wealth Group since October 2024.
How many years of experience does Jeremiah Hughes have?
Jeremiah Hughes has 15 years in the financial industry, since September 2011, across 5 adviser firms.
What exams has Jeremiah Hughes passed?
Jeremiah Hughes has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in September 2011. FINRA credited Jeremiah Hughes with the SIE, which began in October 2018.
Where did Jeremiah Hughes work before Aegis Wealth Group?
Before Aegis Wealth Group, Jeremiah Hughes was registered through E*trade Capital Management, LLC, March 2018 to September 2023; TD Ameritrade Investment Management, LLC, September 2011 to March 2018; TD Ameritrade, Inc., September 2011 to March 2018.
Where is Jeremiah Hughes based?
Jeremiah Hughes’ registered office is in Midvale, UT.
Is Jeremiah Hughes registered with FINRA?
Yes. Jeremiah Hughes has a current broker registration, under CRD 5968087.
Source: FINRA BrokerCheck
How can I verify Jeremiah Hughes’ record?
Search CRD 5968087 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jeremiah Hughes’ full registration record.