Jennifer Roberts has been an investment adviser representative at Winthrop Partners - Wny since July 2021, and is not listed among the firm’s executive officers or direct owners.
Winthrop Partners - Wny, LLC is an Orchard, NY firm with $186M under management, 302 clients and 4 advisers across 5 offices, as of its July 2026 filing.
- Winthrop Partners - Wny, LLCCurrent– present · 5 yearsOrchard, NY · Adviser representative · Firm CRD 282100
Investment adviser representative registrations
Jennifer Roberts is registered as an investment adviser representative in 2 states. The first approvals date from July 2021; the most recent is Florida, in September 2022.
- FloridaSince 14 September 2022
- New YorkSince 30 July 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 25 April 1997 |
| Series 7 | General Securities Representative Examination | 7 February 1997 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jennifer Dawn Roberts
- CRD
- 2490363
- Firm
- Winthrop Partners - Wny · CRD 282100
- Office
- 21 PRINCETON PLACE, SUITE 230, Orchard, NY 14127
- Registration
- Investment adviser registration
- In the industry since
- July 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Jennifer Roberts work?
Jennifer Roberts is an investment adviser representative registered through Winthrop Partners - Wny, LLC since July 2021, and is not listed among the firm’s executive officers or direct owners.
Is Jennifer Roberts a financial advisor?
Yes. Jennifer Roberts has a current investment-adviser registration in Florida and New York, through Winthrop Partners - Wny since July 2021.
How many years of experience does Jennifer Roberts have?
Jennifer Roberts has 5 years in the financial industry, since July 2021, across 1 adviser firm.
What exams has Jennifer Roberts passed?
Jennifer Roberts has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in February 1997.
Where is Jennifer Roberts based?
Jennifer Roberts’ registered office is in Orchard, NY.
Is Jennifer Roberts registered with FINRA?
No. Jennifer Roberts has no current broker registration.
How can I verify Jennifer Roberts’ record?
Search CRD 2490363 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jennifer Roberts’ full registration record.
