Kelly Christopher is not listed as a control person, but directly owns under 5% of Winthrop Partners - Wny. Kelly Christopher holds a Bachelor of Science in Accounting from Regis University.
Winthrop Partners - Wny is an investment adviser based in Orchard, NY, registered with the SEC since 2015. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $186 million, as filed on 22 July 2026. Its fees, ownership and offices are on the firm’s profile.
Kelly Christopher is Chief Compliance Officer of Winthrop Partners and is with Beacon Compliance Consulting, Inc. She is responsible for the implementation and oversight of the firm's compliance program and for keeping the firm and its personnel informed of pertinent regulatory matters. She has worked with Beacon in financial regulatory compliance since 2017.
- CRD
- 6000499
- Firm
- Winthrop Partners - Wny · CRD 282100
- Role
- Chief Compliance Officer
- In role since
- March 2023 · 3 years
- Control person
- Not listed
- Direct ownership
- Under 5%
- Firm headquarters
- Orchard, NY
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- winthroppartners.com
Where does Kelly Christopher work?
Kelly Christopher has been Chief Compliance Officer of Winthrop Partners - Wny, LLC since March 2023.
How can I verify Kelly Christopher’s record?
Kelly Christopher’s role is listed on Winthrop Partners - Wny, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 282100.
