NivaLet’s talk

Jeffrey Yamada

Chief Compliance Officer at MCS Financial Advisors in Bend, OR

Investment adviser registrationUpdated

Jeffrey Yamada is Chief Compliance Officer of MCS Financial Advisors LLC, an investment adviser managing $163M, and works from its Bend, OR office. Jeffrey Yamada has been registered as an investment adviser representative through MCS Financial Advisors since 25 May 2005, has 21 years in the industry across 2 firms and has passed the Series 65.

21
Years in industry
21
Years at firm
2
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Jeffrey Yamada has been Chief Compliance Officer of MCS Financial Advisors since January 2009, is a control person of the firm and directly owns under 5% of it.

MCS Financial Advisors LLC is a firm with $163M under management, 65 clients and 2 advisers across 4 offices, as of its February 2026 filing.

Jeffrey Yamada’s longest registration is the current one, 21 years at MCS Financial Advisors since 2005.

  1. Waverly Advisors, LLCAlso current
    – present · under a year
    Eugene, OR · Adviser representative · Firm CRD 115332
  2. MCS Family Wealth AdvisorsCurrent
    – present · 21 years
    Bend, OR · Adviser representative · Firm CRD 106327

Credentials and registrations

Investment adviser representative registrations

Jeffrey Yamada is registered as an investment adviser representative in Oregon, since May 2005.

  • OregonSince 25 May 2005

Examinations

Series 6524 May 2005
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Jeffrey B Yamada
CRD
4348036
Firm
MCS Financial Advisors · CRD 106327
Role
Chief Compliance Officer
Office
750 NW Charbooneau Ste 201, Bend, OR 97703
Registration
Investment adviser registration
In the industry since
May 2005
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Jeffrey Yamada work?

Jeffrey Yamada has been Chief Compliance Officer of MCS Financial Advisors LLC since January 2009, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 6 February 2026

Is Jeffrey Yamada a financial advisor?

Yes. Jeffrey Yamada has a current investment-adviser registration in Oregon, through MCS Financial Advisors since May 2005.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Jeffrey Yamada have?

Jeffrey Yamada has 21 years in the financial industry, since May 2005, across 2 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Jeffrey Yamada passed?

Jeffrey Yamada passed the Series 65 in May 2005.

Source: IAPD individual record, checked 22 October 2026

Where is Jeffrey Yamada based?

Jeffrey Yamada’s registered office is in Bend, OR.

Source: IAPD individual record, checked 22 October 2026

Is Jeffrey Yamada registered with FINRA?

No. Jeffrey Yamada has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Jeffrey Yamada’s record?

Search CRD 4348036 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeffrey Yamada’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at MCS Financial Advisors

Sources

  1. IAPD individual record, CRD 4348036, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of MCS Financial Advisors LLC, filed 6 February 2026. Title, control and ownership bands.
Report a correction