Jeffrey Whalen has been an investment adviser representative at Cove Private Wealth since October 2024, and is not listed among the firm’s executive officers or direct owners.
Cove Private Wealth, LLC is an Oyster Bay, NY firm with $455M under management, 95 clients and 2 advisers across 2 offices, as of its February 2026 filing.
Jeffrey Whalen’s longest registration was 3 years at Deutsche Bank Securities Inc. (2020–2023). Before joining Cove Private Wealth in 2024, Jeffrey Whalen was registered through Deutsche Bank Securities Inc.
- Cove Private Wealth, LLCCurrent– present · 2 yearsStony Brook, NY · Adviser representative · Firm CRD 316866
- Deutsche Bank Securities Inc.– · 3 yearsNew York, NY · Adviser representative · Firm CRD 2525
Investment adviser representative registrations
Jeffrey Whalen is registered as an investment adviser representative in New York, since October 2024.
- New YorkSince 7 October 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 3 November 2020 |
| Series 7TO | General Securities Representative Examination | 18 September 2020 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jeffrey John Whalen
- CRD
- 7290437
- Firm
- Cove Private Wealth · CRD 316866
- Office
- Stony Brook, NY
- Registration
- Investment adviser registration
- In the industry since
- September 2020
- Disciplinary history
- Not yet shown here · SEC record
Where does Jeffrey Whalen work?
Jeffrey Whalen is an investment adviser representative registered through Cove Private Wealth, LLC since October 2024, and is not listed among the firm’s executive officers or direct owners.
Is Jeffrey Whalen a financial advisor?
Yes. Jeffrey Whalen has a current investment-adviser registration in New York, through Cove Private Wealth since October 2024.
How many years of experience does Jeffrey Whalen have?
Jeffrey Whalen has 6 years in the financial industry, since September 2020, across 2 adviser firms.
What exams has Jeffrey Whalen passed?
Jeffrey Whalen has passed 2 licensing exams: the Series 7TO and Series 66. The earliest, the Series 7TO, was passed in September 2020.
Where did Jeffrey Whalen work before Cove Private Wealth?
Before Cove Private Wealth, Jeffrey Whalen was registered through Deutsche Bank Securities Inc., November 2020 to December 2023.
Where is Jeffrey Whalen based?
Jeffrey Whalen’s registered office is in Stony Brook, NY.
Is Jeffrey Whalen registered with FINRA?
No. Jeffrey Whalen has no current broker registration.
How can I verify Jeffrey Whalen’s record?
Search CRD 7290437 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeffrey Whalen’s full registration record.