Joseph Capezza has been Chief Compliance Officer of Cove Private Wealth since February 2021, is a control person of the firm and directly owns under 5% of it.
Cove Private Wealth, LLC is an Oyster Bay, NY firm with $455M under management, 95 clients and 2 advisers across 2 offices, as of its February 2026 filing.
- Cove Private Wealth, LLCCurrent– present · 4 yearsOyster Bay, NY · Adviser representative · Firm CRD 316866
Investment adviser representative registrations
Joseph Capezza is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 2022; the most recent is Texas, in May 2024.
- New YorkSince 3 January 2022
- TexasResidentSince 8 May 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 3 January 2022 |
| Series 7 | General Securities Representative Examination | 10 March 2009 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Full name
- Joseph Carmelo Capezza
- CRD
- 5555043
- Firm
- Cove Private Wealth · CRD 316866
- Role
- Chief Compliance Officer
- Office
- 44 YELLOW COTE RD., Oyster Bay, NY 11771
- Registration
- Investment adviser registration
- In the industry since
- January 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Joseph Capezza work?
Joseph Capezza has been Chief Compliance Officer of Cove Private Wealth, LLC since February 2021, and is a control person of the firm.
Is Joseph Capezza a financial advisor?
Yes. Joseph Capezza has a current investment-adviser registration in New York and Texas, through Cove Private Wealth since January 2022.
How many years of experience does Joseph Capezza have?
Joseph Capezza has 4 years in the financial industry, since January 2022, across 1 adviser firm.
What exams has Joseph Capezza passed?
Joseph Capezza has passed 2 licensing exams: the Series 7 and Series 65. The earliest, the Series 7, was passed in March 2009.
Where is Joseph Capezza based?
Joseph Capezza’s registered office is in Oyster Bay, NY.
Is Joseph Capezza registered with FINRA?
No. Joseph Capezza has no current broker registration.
How can I verify Joseph Capezza’s record?
Search CRD 5555043 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Capezza’s full registration record.