Jeffrey Walker has been an investment adviser representative at Thrive Capital Management since July 2019, and is not listed among the firm’s executive officers or direct owners.
Thrive Capital Management, LLC is a Fort Washington, PA firm with $657M under management, 786 clients and 13 advisers across 4 offices, as of its June 2026 filing.
Jeff Walker is Financial Advisor of Thrive Financial Services. He began his career in 2000 with American Express Financial Advisors and later served as chief investment officer and chief compliance officer for a registered investment advisory firm, where he also mentored independent financial advisors. At Thrive he holds many roles, and his main focus is helping clients create personalized, comprehensive, tax-efficient retirement income plans.
Jeffrey Walker’s longest registration is the current one, 7 years at Thrive Capital Management since 2019. Before joining Thrive Capital Management in 2019, Jeffrey Walker was registered through Citizens Securities, Inc. and Client One Securities LLC.
- – present · 7 yearsFort Washington, PA · Adviser representative · Firm CRD 281347
- Citizens Securities, Inc.– · 2 yearsPhiladelphia, PA · Adviser representative · Firm CRD 39550
- Client One Securities LLC– · under a yearYardley, PA · Adviser representative · Firm CRD 152974
- Independent Financial Partners– · under a yearMarlton, NJ · Adviser representative · Firm CRD 125112
- Bridge Wealth Advisors– · 2 yearsMount Laurel, NJ · Adviser representative · Firm CRD 164465
- LPL Financial LLC– · 4 yearsMarlton, NJ · Adviser representative · Firm CRD 6413
- Securities America Advisors, Inc.– · 3 yearsLanghorne, PA · Adviser representative · Firm CRD 110518
- Ameriprise Financial Services, Inc.– · 3 yearsCamp Hill, PA · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
Jeffrey Walker is registered as an investment adviser representative in 2 states. The first approvals date from July 2019; the most recent is New Jersey, in November 2019.
- New JerseySince 14 November 2019
- PennsylvaniaSince 26 July 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 7 March 2008 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 6 October 2007 |
| Series 51 | Municipal Fund Securities Principal Examination | 24 January 2005 |
| Series 24 | General Securities Principal Examination | 10 January 2005 |
| Series 66 | Uniform Combined State Law Examination | 18 September 2002 |
| Series 7 | General Securities Representative Examination | 20 August 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jeffrey Richard Walker
- CRD
- 4556832
- Firm
- Thrive Capital Management · CRD 281347
- Office
- 500 W OFFICE CENTER DRIVE, SUITE 300, Fort Washington, PA 19034
- Registration
- Investment adviser registration
- In the industry since
- August 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- thrivefinancialservices.com
Where does Jeffrey Walker work?
Jeffrey Walker is an investment adviser representative registered through Thrive Capital Management, LLC since July 2019, and is not listed among the firm’s executive officers or direct owners.
Is Jeffrey Walker a financial advisor?
Yes. Jeffrey Walker has a current investment-adviser registration in New Jersey and Pennsylvania, through Thrive Capital Management since July 2019.
How many years of experience does Jeffrey Walker have?
Jeffrey Walker has 23 years in the financial industry, since August 2003, across 8 adviser firms.
What exams has Jeffrey Walker passed?
Jeffrey Walker has passed 6 licensing exams: the Series 7, Series 66, Series 24, Series 51, Series 9 and Series 10. The earliest, the Series 7, was passed in August 2002. FINRA credited Jeffrey Walker with the SIE, which began in October 2018.
Where did Jeffrey Walker work before Thrive Capital Management?
Before Thrive Capital Management, Jeffrey Walker was registered through Citizens Securities, Inc., June 2016 to July 2018; Client One Securities LLC, January 2016 to June 2016; Independent Financial Partners, April 2015 to December 2015; Bridge Wealth Advisors, August 2012 to March 2015; LPL Financial LLC, March 2011 to January 2016; Securities America Advisors, Inc., May 2007 to February 2011; Ameriprise Financial Services, Inc., July 2003 to May 2007.
Where is Jeffrey Walker based?
Jeffrey Walker’s registered office is in Fort Washington, PA.
Is Jeffrey Walker registered with FINRA?
No. Jeffrey Walker has no current broker registration.
How can I verify Jeffrey Walker’s record?
Search CRD 4556832 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeffrey Walker’s full registration record.
- Brett PohlChief Compliance Officer
- Christopher BakDirector of Investment Operations
- David BezarManaging Director
- Karen BezarManaging Partner
- Bret ElamManaging Partner