Jeffrey Smith has been Chief Compliance Officer of Imprint Wealth since July 2024, is a control person of the firm and directly owns under 5% of it.
Imprint Wealth LLC is a Mount Pleasant, SC firm with $132M under management, 77 clients and 2 advisers in one office, as of its March 2026 filing.
No adviser firm registrations are on Jeffrey Smith’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 7 July 2025 |
- Name
- Compliance Officer Examination
- Full name
- Jeffrey Andrew Smith
- CRD
- 4926961
- Firm
- Imprint Wealth · CRD 322130
- Role
- Chief Compliance Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Jeffrey Smith work?
Jeffrey Smith has been Chief Compliance Officer of Imprint Wealth LLC since July 2024, and is a control person of the firm.
Does Jeffrey Smith have a current investment-adviser registration?
Jeffrey Smith has no current investment-adviser or broker registration.
What exams has Jeffrey Smith passed?
Jeffrey Smith passed the Series 14 in July 2025.
Is Jeffrey Smith registered with FINRA?
No. Jeffrey Smith has no current broker registration.
How can I verify Jeffrey Smith’s record?
Search CRD 4926961 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeffrey Smith’s full registration record.