Erik Flegal has been Managing Partner of Imprint Wealth since October 2024, is a control person of the firm and directly owns under 5% of it.
Imprint Wealth LLC is a Mount Pleasant, SC firm with $132M under management, 77 clients and 2 advisers in one office, as of its March 2026 filing.
Erik Flegal’s longest registration is the current one, 4 years at Imprint Wealth since 2022. Before joining Imprint Wealth in 2022, Erik Flegal was registered through Eudaimonia Partners, LLC and Wells Fargo Clearing Services, LLC.
- Imprint Wealth LLCCurrent– present · 4 yearsMount Pleasant, SC · Adviser representative · Firm CRD 322130
- Eudaimonia Partners, LLC– · 3 yearsMount Pleasant, SC · Adviser representative · Firm CRD 283884
- Wells Fargo Clearing Services, LLC– · 2 yearsCharleston, SC · Adviser representative · Firm CRD 19616
- Morgan Stanley– · 2 yearsBeverly Hills, CA · Adviser representative · Firm CRD 149777
Investment adviser representative registrations
Erik Flegal is registered as an investment adviser representative in Texas, as a resident of Texas, since April 2024.
- TexasResidentSince 9 April 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 3 February 2014 |
| Series 3 | National Commodity Futures Examination | 25 November 2009 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 2 May 2008 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 4 March 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 November 2003 |
| Series 7 | General Securities Representative Examination | 17 November 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Erik Robert Flegal
- CRD
- 4726481
- Firm
- Imprint Wealth · CRD 322130
- Role
- Managing Partner
- Office
- 357 N. Shelmore Blvd, Suite 2B, Mount Pleasant, SC 29464
- Registration
- Investment adviser registration
- In the industry since
- December 2003
- Disciplinary history
- Not yet shown here · SEC record
Where does Erik Flegal work?
Erik Flegal has been Managing Partner of Imprint Wealth LLC since October 2024, and is a control person of the firm.
Is Erik Flegal a financial advisor?
Yes. Erik Flegal has a current investment-adviser registration in Texas, through Imprint Wealth since September 2022.
How many years of experience does Erik Flegal have?
Erik Flegal has 22 years in the financial industry, since December 2003, across 4 adviser firms.
What exams has Erik Flegal passed?
Erik Flegal has passed 6 licensing exams: the Series 7, Series 63, Series 10, Series 9, Series 3 and Series 65. The earliest, the Series 7, was passed in November 2003. FINRA credited Erik Flegal with the SIE, which began in October 2018.
Where did Erik Flegal work before Imprint Wealth?
Before Imprint Wealth, Erik Flegal was registered through Eudaimonia Partners, LLC, February 2019 to September 2022; Wells Fargo Clearing Services, LLC, December 2016 to January 2019; Morgan Stanley, February 2014 to December 2016.
Where is Erik Flegal based?
Erik Flegal’s registered office is in Mount Pleasant, SC.
Is Erik Flegal registered with FINRA?
No. Erik Flegal has no current broker registration.
How can I verify Erik Flegal’s record?
Search CRD 4726481 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Erik Flegal’s full registration record.