Jeffrey Smith has been Managing Member/President/Chief Compliance Officer of Omnicap Group since November 2004, is a control person of the firm and directly owns between 50% and 75% of it.
Omnicap Group LLC is an El Segundo, CA firm with $6.51B under management, 6 clients and 4 advisers across 3 offices, as of its April 2026 filing.
Jeff Smith is President of Omnicap Group LLC. Smith founded Omnicap in 2004 and, as President, is actively involved in all client engagements. Smith has over 25 years of experience in the public finance industry.
Jeffrey Smith’s longest registration is the current one, 21 years at Omnicap Group since 2004. Before joining Omnicap Group in 2004, Jeffrey Smith was registered through Bond Logistix LLC.
- Omnicap Group LLCCurrent– present · 21 yearsEl Segundo, CA · Adviser representative · Firm CRD 133387
- Bond Logistix LLC– · 3 yearsLos Angeles, CA · Adviser representative · Firm CRD 111923
Investment adviser representative registrations
Jeffrey Smith is registered as an investment adviser representative in 2 states. The first approvals date from December 2004; the most recent is Massachusetts, in December 2017.
- CaliforniaSince 3 December 2004
- MassachusettsSince 8 December 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 54 | Municipal Advisor Principal Qualification Examination | 30 September 2021 |
| Series 50 | Municipal Advisor Representative Qualification Exam | 16 September 2016 |
| Series 65 | Uniform Investment Adviser Law Examination | 16 April 2001 |
- Name
- Municipal Advisor Principal Qualification Examination
- Name
- Municipal Advisor Representative Qualification Exam
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Jeffrey Stanley Smith
- CRD
- 4389122
- Firm
- Omnicap Group · CRD 133387
- Role
- Managing Member/President/Chief Compliance Officer
- Office
- 2286 E. MAPLE AVE, El Segundo, CA 90245
- Registration
- Investment adviser registration
- In the industry since
- July 2001
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- omnicap.net
Where does Jeffrey Smith work?
Jeffrey Smith has been Managing Member/President/Chief Compliance Officer of Omnicap Group LLC since November 2004, and is a control person of the firm.
Is Jeffrey Smith a financial advisor?
Yes. Jeffrey Smith has a current investment-adviser registration in California and Massachusetts, through Omnicap Group since December 2004.
How many years of experience does Jeffrey Smith have?
Jeffrey Smith has 25 years in the financial industry, since July 2001, across 2 adviser firms.
What exams has Jeffrey Smith passed?
Jeffrey Smith has passed 3 licensing exams: the Series 65, Series 50 and Series 54. The earliest, the Series 65, was passed in April 2001.
Where did Jeffrey Smith work before Omnicap Group?
Before Omnicap Group, Jeffrey Smith was registered through Bond Logistix LLC, June 2001 to October 2004.
Where is Jeffrey Smith based?
Jeffrey Smith’s registered office is in El Segundo, CA.
Is Jeffrey Smith registered with FINRA?
No. Jeffrey Smith has no current broker registration.
How can I verify Jeffrey Smith’s record?
Search CRD 4389122 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeffrey Smith’s full registration record.
