Jeffrey Goering has been an investment adviser representative at Diamond Client Group since July 2026, and is not listed among the firm’s executive officers or direct owners.
Diamond Client Group, LLC is a The Woodlands, TX firm with $186M under management, 436 clients and 11 advisers across 2 offices, as of its March 2026 filing.
Jeffrey Goering’s longest registration was 7 years at MML Investors Services, LLC (2018–2025). Before joining Diamond Client Group in 2026, Jeffrey Goering was registered through MML Investors Services, LLC and Park Avenue Securities LLC.
- Diamond Client Group, LLCCurrent– present · under a yearDandridge, TN · Adviser representative · Firm CRD 310570
- MML Investors Services, LLC– · 7 yearsDanridge, TN · Adviser representative · Firm CRD 10409
- Park Avenue Securities LLC– · 2 yearsBlue Bell, PA · Adviser representative · Firm CRD 46173
Investment adviser representative registrations
Jeffrey Goering is registered as an investment adviser representative in 4 states. Each was approved in July 2026.
- PennsylvaniaSince 23 July 2026
- TennesseeSince 23 July 2026
- TexasSince 23 July 2026
- VirginiaSince 23 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 11 July 2016 |
| Series 65 | Uniform Investment Adviser Law Examination | 19 March 2016 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 March 2014 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 21 February 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Jeffrey C Goering
- CRD
- 5850934
- Firm
- Diamond Client Group · CRD 310570
- Office
- Dandridge, TN
- Registration
- Investment adviser registration
- In the industry since
- December 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Jeffrey Goering work?
Jeffrey Goering is an investment adviser representative registered through Diamond Client Group, LLC since July 2026, and is not listed among the firm’s executive officers or direct owners.
Is Jeffrey Goering a financial advisor?
Yes. Jeffrey Goering has a current investment-adviser registration in Pennsylvania, Tennessee, Texas and Virginia, through Diamond Client Group since July 2026.
How many years of experience does Jeffrey Goering have?
Jeffrey Goering has 11 years in the financial industry, since December 2014, across 3 adviser firms.
What exams has Jeffrey Goering passed?
Jeffrey Goering has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in February 2014. FINRA credited Jeffrey Goering with the SIE, which began in October 2018.
Where did Jeffrey Goering work before Diamond Client Group?
Before Diamond Client Group, Jeffrey Goering was registered through MML Investors Services, LLC, November 2018 to November 2025; Park Avenue Securities LLC, March 2016 to September 2018.
Where is Jeffrey Goering based?
Jeffrey Goering’s registered office is in Dandridge, TN.
Is Jeffrey Goering registered with FINRA?
No. Jeffrey Goering has no current broker registration.
How can I verify Jeffrey Goering’s record?
Search CRD 5850934 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeffrey Goering’s full registration record.
