Bobby Boyce has been Chief Compliance Officer of Diamond Client Group since January 2026, is a control person of the firm and directly owns under 5% of it.
Diamond Client Group, LLC is a The Woodlands, TX firm with $186M under management, 436 clients and 11 advisers across 2 offices, as of its March 2026 filing.
Bobby Boyce’s longest registration was 3 years at Commerce Street Investment Management (2014–2018).
- Usaa Investment Services Company– · 1 yearAddison, TX · Adviser representative · Firm CRD 5475
- Commerce Street Investment Management– · 3 yearsDallas, TX · Adviser representative · Firm CRD 144278
- McGowan Group Asset Management, Inc.– · 2 yearsDallas, TX · Adviser representative · Firm CRD 154127
- 1st Global Advisors Inc– · 3 yearsDallas, TX · Adviser representative · Firm CRD 111133
- Southwest Securities, Inc.– · under a yearDallas, TX · Adviser representative · Firm CRD 6220
- 1st Global Advisors Inc– · under a yearDallas, TX · Adviser representative · Firm CRD 111133
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 2 December 2022 |
| Series 53 | Municipal Securities Principal Examination | 2 December 2022 |
| Series 7TO | General Securities Representative Examination | 2 December 2022 |
| Series 52TO | Municipal Securities Representative Examination | 2 December 2022 |
| Series 99TO | Operations Professional Examination | 2 December 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 14 April 2006 |
| Series 7 | General Securities Representative Examination | 17 February 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 January 2003 |
- Name
- General Securities Principal Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Municipal Securities Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Bobby Don Boyce
- CRD
- 4614782
- Firm
- Diamond Client Group · CRD 310570
- Role
- Chief Compliance Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Bobby Boyce work?
Bobby Boyce has been Chief Compliance Officer of Diamond Client Group, LLC since January 2026, and is a control person of the firm.
Does Bobby Boyce have a current investment-adviser registration?
Bobby Boyce has no current investment-adviser or broker registration.
What exams has Bobby Boyce passed?
Bobby Boyce has passed 8 licensing exams: the Series 63, Series 7, Series 66, Series 24, Series 53, Series 7TO, Series 52TO and Series 99TO. The earliest, the Series 63, was passed in January 2003. FINRA credited Bobby Boyce with the SIE, which began in October 2018.
Where was Bobby Boyce previously registered as an investment adviser?
Bobby Boyce has past investment-adviser registrations through Usaa Investment Services Company, August 2018 to June 2020; Commerce Street Investment Management, April 2014 to February 2018; McGowan Group Asset Management, Inc., April 2012 to November 2014; 1st Global Advisors Inc, December 2008 to April 2012; Southwest Securities, Inc., October 2008 to December 2008; 1st Global Advisors Inc, February 2008 to October 2008, across 5 firms.
Is Bobby Boyce registered with FINRA?
No. Bobby Boyce has no current broker registration.
How can I verify Bobby Boyce’s record?
Search CRD 4614782 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Bobby Boyce’s full registration record.
