Jeffrey Burgess has been an investment adviser representative at Compass Financial Management since January 2026, and is not listed among the firm’s executive officers or direct owners.
Compass Financial Management LLC is a Tampa, FL firm with $894M under management, 2,228 clients and 31 advisers across 37 offices, as of its May 2026 filing.
Jeffrey Burgess’ longest registration was 16 years at Ameriprise Financial Services, Inc. (1998–2015). Before joining Compass Financial Management in 2026, Jeffrey Burgess was registered through Burgess Wealth Advisory and Ameriprise Financial Services, Inc.
- – present · under a yearRichmond, VA · Adviser representative · Firm CRD 156345
- Burgess Wealth Advisory– · 11 yearsRichmond, VA · Adviser representative · Firm CRD 173898
- Ameriprise Financial Services, Inc.– · 16 yearsRichmond, VA · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
Jeffrey Burgess is registered as an investment adviser representative in Virginia, since January 2026.
- VirginiaSince 2 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 15 June 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 June 1998 |
| Series 7 | General Securities Representative Examination | 13 January 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jeffrey Michael Burgess
- CRD
- 2901944
- Firm
- Compass Financial Management · CRD 156345
- Office
- 3900 Wetserre Pkwy Suite 300, Richmond, VA 23233
- Registration
- Investment adviser registration
- In the industry since
- September 1998
- Disciplinary history
- Not yet shown here · SEC record
Where does Jeffrey Burgess work?
Jeffrey Burgess is an investment adviser representative registered through Compass Financial Management LLC since January 2026, and is not listed among the firm’s executive officers or direct owners.
Is Jeffrey Burgess a financial advisor?
Yes. Jeffrey Burgess has a current investment-adviser registration in Virginia, through Compass Financial Management since January 2026.
How many years of experience does Jeffrey Burgess have?
Jeffrey Burgess has 28 years in the financial industry, since September 1998, across 3 adviser firms.
What exams has Jeffrey Burgess passed?
Jeffrey Burgess has passed 3 licensing exams: the Series 7, Series 65 and Series 63. The earliest, the Series 7, was passed in January 1998. FINRA credited Jeffrey Burgess with the SIE, which began in October 2018.
Where did Jeffrey Burgess work before Compass Financial Management?
Before Compass Financial Management, Jeffrey Burgess was registered through Ameriprise Financial Services, Inc., September 1998 to January 2015.
Where is Jeffrey Burgess based?
Jeffrey Burgess’ registered office is in Richmond, VA.
Is Jeffrey Burgess registered with FINRA?
No. Jeffrey Burgess has no current broker registration.
How can I verify Jeffrey Burgess’ record?
Search CRD 2901944 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeffrey Burgess’ full registration record.
- Matthew MarkowskiDirector/CCO/Managing Member
- Michael MarkowskiDirector/Managing Member
- Christopher MarkowskiDirector/Managing Member