Career
Jeffrey Bates has been Chief Compliance Officer, Chief Operating Officer of Fermat Capital Management since September 2004. Jeffrey Bates is a control person of the firm and directly owns under 5% of it. Jeffrey Bates holds an MBA from Haas School of Business, University of California, Berkeley and a BS in Mechanical Engineering from MIT.
Fermat Capital Management, LLC is a Westport, CT firm with $11.1B under management, 12 clients and 15 advisers in one office, as of its March 2026 filing.
Fermat identifies Jeff Bates as COO and CCO. It says he joined in 2004 as the first employee after earlier roles at WR Hambrecht, Bank of America and JPMorgan.
The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.
Credentials and registrations
Individual registration and examination information for Jeffrey Bates is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.
Officer record
- Full name
- Jeffrey Bates
- CRD
- 3136882
- Record basis
- Form ADV officer listing
- Firm bio
- fcm.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Jeffrey Bates work?
Jeffrey Bates has been Chief Compliance Officer, Chief Operating Officer of Fermat Capital Management, LLC since September 2004, and is a control person of the firm.