Jeff Mcgoey has been Chief Executive Officer of Icapital Advisors since March 2025, is a control person of the firm and directly owns under 5% of it.
Icapital Advisors, LLC is a New York, NY firm with $150B under management, 1,314 clients and 46 advisers across 3 offices, as of its September 2026 filing.
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 1 yearNew York, NY · Adviser representative · Firm CRD 7691
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 11 yearsNew York, NY · Adviser representative · Firm CRD 7691
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 2 December 2022 |
| Series 7TO | General Securities Representative Examination | 2 December 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 30 July 2009 |
| Series 7 | General Securities Representative Examination | 31 March 2009 |
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jeff Edward Mcgoey
- CRD
- 4170165
- Firm
- Icapital Advisors · CRD 177513
- Role
- Chief Executive Officer
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Jeff Mcgoey work?
Jeff Mcgoey has been Chief Executive Officer of Icapital Advisors, LLC since March 2025, and is a control person of the firm.
Does Jeff Mcgoey have a current investment-adviser registration?
Jeff Mcgoey has a current broker registration and no current investment-adviser registration.
What exams has Jeff Mcgoey passed?
Jeff Mcgoey has passed 4 licensing exams: the Series 7, Series 66, Series 24 and Series 7TO. The earliest, the Series 7, was passed in March 2009. FINRA credited Jeff Mcgoey with the SIE, which began in October 2018.
Where was Jeff Mcgoey previously registered as an investment adviser?
Jeff Mcgoey has past investment-adviser registrations through Merrill Lynch, Pierce, Fenner & Smith Incorporated, July 2023 to February 2025; Merrill Lynch, Pierce, Fenner & Smith Incorporated, July 2009 to July 2021, across 1 firm.
Is Jeff Mcgoey registered with FINRA?
Yes. Jeff Mcgoey has a current broker registration, under CRD 4170165.
Source: FINRA BrokerCheck
How can I verify Jeff Mcgoey’s record?
Search CRD 4170165 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jeff Mcgoey’s full registration record.
