Brett Scholnick has been Chief Financial Officer of Icapital Advisors since June 2024, is a control person of the firm and directly owns under 5% of it.
Icapital Advisors, LLC is a New York, NY firm with $150B under management, 1,314 clients and 46 advisers across 3 offices, as of its September 2026 filing.
No adviser firm registrations are on Brett Scholnick’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 27 | Financial and Operations Principal Examination | 22 December 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 99 | Operations Professional Examination | 22 November 2017 |
- Name
- Financial and Operations Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Operations Professional Examination
- Full name
- Brett Evan Scholnick
- CRD
- 5187735
- Firm
- Icapital Advisors · CRD 177513
- Role
- Chief Financial Officer
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Brett Scholnick work?
Brett Scholnick has been Chief Financial Officer of Icapital Advisors, LLC since June 2024, and is a control person of the firm.
Does Brett Scholnick have a current investment-adviser registration?
Brett Scholnick has a current broker registration and no current investment-adviser registration.
What exams has Brett Scholnick passed?
Brett Scholnick has passed 2 licensing exams: the Series 99 and Series 27. The earliest, the Series 99, was passed in November 2017. FINRA credited Brett Scholnick with the SIE, which began in October 2018.
Is Brett Scholnick registered with FINRA?
Yes. Brett Scholnick has a current broker registration, under CRD 5187735.
Source: FINRA BrokerCheck
How can I verify Brett Scholnick’s record?
Search CRD 5187735 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Brett Scholnick’s full registration record.
