Jay Hovis has been an investment adviser representative at Financial Focus since January 2019, and is not listed among the firm’s executive officers or direct owners.
Financial Focus LLC is a Carlsbad, CA firm with $800M under management, 584 clients and 5 advisers in one office, as of its January 2026 filing.
Jay Hovis’ longest registration is the current one, 7 years at Financial Focus since 2019. Before joining Financial Focus in 2019, Jay Hovis was registered through Sagepoint Financial, Inc.
- Financial Focus LLCCurrent– present · 7 yearsCarlsbad, CA · Adviser representative · Firm CRD 282177
- Sagepoint Financial, Inc.– · 2 yearsCarlsbad, CA · Adviser representative · Firm CRD 133763
Investment adviser representative registrations
Jay Hovis is registered as an investment adviser representative in California, since January 2019.
- CaliforniaSince 8 January 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 5 July 2016 |
| Series 7 | General Securities Representative Examination | 9 June 2016 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jay William Hovis
- CRD
- 6647870
- Firm
- Financial Focus · CRD 282177
- Office
- 1917 PALOMAR OAKS WAY STE 130, Carlsbad, CA 92008
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 2016
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Jay Hovis work?
Jay Hovis is an investment adviser representative registered through Financial Focus LLC since January 2019, and is not listed among the firm’s executive officers or direct owners.
Is Jay Hovis a financial advisor?
Yes. Jay Hovis has a current investment-adviser registration in California, through Financial Focus since January 2019.
How many years of experience does Jay Hovis have?
Jay Hovis has 10 years in the financial industry, since June 2016, across 2 adviser firms.
What exams has Jay Hovis passed?
Jay Hovis has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in June 2016. FINRA credited Jay Hovis with the SIE, which began in October 2018.
Where is Jay Hovis based?
Jay Hovis’ registered office is in Carlsbad, CA.
Is Jay Hovis registered with FINRA?
Yes. Jay Hovis has a current broker registration, under CRD 6647870.
Source: FINRA BrokerCheck
How can I verify Jay Hovis’ record?
Search CRD 6647870 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jay Hovis’ full registration record.