Jason Leupold has been Chief Information Officer of Protocol Wealth since January 2025, is a control person of the firm and directly owns under 5% of it.
Protocol Wealth, LLC is a Denver, CO firm with $153M under management, 49 clients and 3 advisers across 2 offices, as of its October 2026 filing.
Jason Leupold is Managing Partner, Chief Investment Officer of Protocol Wealth. He leads investment strategy. His career includes broker roles at Morgan Stanley DW from February 2000, six years on the buy-side at Crabel Capital running the Asian Trade Desk and the FX Desk (2003 - 2009), and registered roles at Robert W. Baird & Co., Fidelity Brokerage Services and Fidelity Personal & Workplace Advisors.
Jason Leupold’s longest registration was 2 years at Fintrust Investment Advisory Services, LLC (2014–2016). Before joining Protocol Wealth in 2025, Jason Leupold was registered through Fidelity Personal and Workplace Advisors and Fintrust Investment Advisory Services, LLC.
- Fidelity Personal and Workplace Advisors– · 1 yearGreenwood Village, CO · Adviser representative · Firm CRD 288590
- Fintrust Investment Advisory Services, LLC– · 2 yearsDenver, CO · Adviser representative · Firm CRD 139887
- Robert W. Baird & Co. Incorporated– · 1 yearMilwaukee, WI · Adviser representative · Firm CRD 8158
Professional designations
Listed by Protocol Wealth
- CAIA
Investment adviser representative registrations
Jason Leupold is registered as an investment adviser representative in Colorado, since May 2025.
- ColoradoSince 27 May 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 25 March 2026 |
| Series 65 | Uniform Investment Adviser Law Examination | 27 May 2025 |
| Series 57TO | Securities Trader Exam | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 3 | National Commodity Futures Examination | 30 January 2013 |
| Series 55 | Limited Representative-Equity Trader Exam | 13 September 2010 |
| Series 66 | Uniform Combined State Law Examination | 22 July 2010 |
| Series 7 | General Securities Representative Examination | 7 July 2010 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Trader Exam
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jason G Leupold
- CRD
- 4124810
- Firm
- Protocol Wealth · CRD 335298
- Role
- Chief Information Officer
- Office
- 201 MILWAUKEE STREET, SUITE 200, Denver, CO 80206
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2015
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- protocolwealthllc.com
Where does Jason Leupold work?
Jason Leupold has been Chief Information Officer of Protocol Wealth, LLC since January 2025, and is a control person of the firm.
Is Jason Leupold a financial advisor?
Yes. Jason Leupold has a current investment-adviser registration in Colorado, through Protocol Wealth since May 2025.
How many years of experience does Jason Leupold have?
Jason Leupold has 11 years in the financial industry, since February 2015, across 4 adviser firms.
What exams has Jason Leupold passed?
Jason Leupold has passed 7 licensing exams: the Series 7, Series 66, Series 55, Series 3, Series 57TO, Series 65 and Series 63. The earliest, the Series 7, was passed in July 2010. FINRA credited Jason Leupold with the SIE, which began in October 2018.
Where did Jason Leupold work before Protocol Wealth?
Before Protocol Wealth, Jason Leupold was registered through Fidelity Personal and Workplace Advisors, May 2021 to May 2022; Fintrust Investment Advisory Services, LLC, January 2014 to April 2016; Robert W. Baird & Co. Incorporated, July 2010 to March 2012.
Where is Jason Leupold based?
Jason Leupold’s registered office is in Denver, CO.
Is Jason Leupold registered with FINRA?
Yes. Jason Leupold has a current broker registration, under CRD 4124810.
Source: FINRA BrokerCheck
How can I verify Jason Leupold’s record?
Search CRD 4124810 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jason Leupold’s full registration record.
