Jason Lawrence has been an investment adviser representative at Northeast Planning Associates since January 2014, and is not listed among the firm’s executive officers or direct owners.
Northeast Planning Associates, Inc. is a Bedford, NH firm with $414M under management, 959 clients and 69 advisers across 36 offices, as of its May 2026 filing.
Jason Lawrence’s longest registration is the current one, 12 years at LPL Financial LLC since 2013. Before joining Northeast Planning Associates in 2014, Jason Lawrence was registered through Strategic Advisers, Inc. and LPL Financial Corporation.
- – present · 12 yearsPortsmouth, NH · Adviser representative · Firm CRD 131406
- LPL Financial LLCAlso current– present · 12 yearsAdviser representative · Firm CRD 6413
- Strategic Advisers, Inc.– · 3 yearsCambridge, MA · Adviser representative · Firm CRD 104555
- LPL Financial Corporation– · under a yearNashua, NH · Adviser representative · Firm CRD 6413
- Strategic Advisers, Inc.– · under a yearMerrimack, NH · Adviser representative · Firm CRD 104555
Investment adviser representative registrations
Jason Lawrence is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from December 2013; the most recent is Texas, in March 2024.
- New HampshireSince 6 December 2013
- TexasResidentSince 7 March 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 9 January 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 June 2008 |
| Series 7 | General Securities Representative Examination | 5 June 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jason Daniel Lawrence
- CRD
- 5517839
- Firm
- Northeast Planning Associates · CRD 131406
- Office
- 25 NEW HAMPSHIRE AVE, SUITE 276, Portsmouth, NH 03801
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 2009
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Jason Lawrence work?
Jason Lawrence is an investment adviser representative registered through Northeast Planning Associates, Inc. since January 2014, and is not listed among the firm’s executive officers or direct owners.
Is Jason Lawrence a financial advisor?
Yes. Jason Lawrence has a current investment-adviser registration in New Hampshire and Texas, through Northeast Planning Associates since January 2014.
How many years of experience does Jason Lawrence have?
Jason Lawrence has 17 years in the financial industry, since April 2009, across 3 adviser firms.
What exams has Jason Lawrence passed?
Jason Lawrence has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in June 2008. FINRA credited Jason Lawrence with the SIE, which began in October 2018.
Where did Jason Lawrence work before Northeast Planning Associates?
Before Northeast Planning Associates, Jason Lawrence was registered through Strategic Advisers, Inc., July 2010 to October 2013; LPL Financial Corporation, April 2009 to June 2009; Strategic Advisers, Inc., January 2009 to March 2009.
Where is Jason Lawrence based?
Jason Lawrence’s registered office is in Portsmouth, NH.
Is Jason Lawrence registered with FINRA?
Yes. Jason Lawrence has a current broker registration, under CRD 5517839.
Source: FINRA BrokerCheck
How can I verify Jason Lawrence’s record?
Search CRD 5517839 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jason Lawrence’s full registration record.
