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Jason Allen

Vice President at Avantax Planning Partners

Broker registration; no current adviser registrationUpdated

Jason Allen is Vice President of Avantax Planning Partners, Inc., a Dubuque investment adviser managing $7.57B. Jason Allen has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 63 and Series 24.

3
Past adviser firms
3
Licensing exams

From the IAPD record, checked 21 October 2026SEC record

Career

Jason Allen has been Vice President of Avantax Planning Partners since April 2022, is not listed as a control person, but directly owns under 5% of the firm.

Avantax Planning Partners, Inc. is a Dubuque, IA firm with $7.57B under management, 8,370 clients and 200 advisers across 170 offices, as of its June 2026 filing.

Jason Allen’s longest registration was 5 years at Avantax Advisory Services (2019–2025).

  1. Cetera Investment Advisers LLC
    – · under a year
    North Richland Hills, TX · Adviser representative · Firm CRD 105644
  2. Avantax Advisory Services
    – · 5 years
    Dallas, TX · Adviser representative · Firm CRD 104556
  3. 1st Global Advisors Inc
    – · 5 years
    Dallas, TX · Adviser representative · Firm CRD 111133

Credentials and registrations

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 2416 April 2014
Name
General Securities Principal Examination
Series 6310 April 2000
Name
Uniform Securities Agent State Law Examination
Series 730 March 2000
Name
General Securities Representative Examination

Key facts

Full name
Jason Jeffrey Allen
CRD
4151847
Firm
Avantax Planning Partners · CRD 106237
Role
Vice President
Registration
Broker registration; no current adviser registration
Disciplinary history
Not yet shown here · SEC record · BrokerCheck

Common questions

Where does Jason Allen work?

Jason Allen has been Vice President of Avantax Planning Partners, Inc. since April 2022.

Source: Form ADV, Schedule A, filed 18 June 2026

Does Jason Allen have a current investment-adviser registration?

Jason Allen has a current broker registration and no current investment-adviser registration.

Source: IAPD individual record, checked 21 October 2026

What exams has Jason Allen passed?

Jason Allen has passed 3 licensing exams: the Series 7, Series 63 and Series 24. The earliest, the Series 7, was passed in March 2000. FINRA credited Jason Allen with the SIE, which began in October 2018.

Source: IAPD individual record, checked 21 October 2026

Where was Jason Allen previously registered as an investment adviser?

Jason Allen has past investment-adviser registrations through Cetera Investment Advisers LLC, September 2025 to May 2026; Avantax Advisory Services, October 2019 to September 2025; 1st Global Advisors Inc, February 2014 to October 2019, across 3 firms.

Source: IAPD individual record, checked 21 October 2026

Is Jason Allen registered with FINRA?

Yes. Jason Allen has a current broker registration, under CRD 4151847.

Source: FINRA BrokerCheck

How can I verify Jason Allen’s record?

Search CRD 4151847 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jason Allen’s full registration record.

Source: IAPD individual record, checked 21 October 2026

Leadership at Avantax Planning Partners

Sources

  1. IAPD individual record, CRD 4151847, checked 21 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Avantax Planning Partners, Inc., filed 18 June 2026. Title, control and ownership bands.
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